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35 U. Fla. L. Rev. 296 (1983)
Indictment of Federal Judges: Chilling Judicial Independence

handle is hein.journals/uflr35 and id is 302 raw text is: NOTES

INDICTMENT OF FEDERAL JUDGES: CHILLING
JUDICIAL INDEPENDENCE
INTRODUCTION
In the past decade federal grand juries have criminally indicted' two article
III federal judges for impeachable offenses.2 These events are unprecedented
in the history of the American Republic,3 and bring into clear contrast the
impeachment4 and criminal processes. The indictments pose the issue of
whether an article III federal judge5 may be indicted, tried, judged, and
punished according to law6 on charges of official misconduct prior to impeach-
i. On December 15, 1971, a federal grand jury returned a nineteen count indictment
against the Honorable Otto Kerner, Jr., then a judge on the United States Seventh Circuit
Court of Appeals. United States v. Isaacs, 493 F.2d 1124, 1131 (7th Cir. 1974). On December
29, 1981, a four count indictment was returned against the Honorable Alcee L. Hastings,
United States District Judge for the Southern District of Florida. United States v. Hastings,
681 F.2d 706, 707 (11th Cir. 1982).
2. The indictment against Judge Kerner alleged that he accepted bribes while Governor
of Illinois in return for financial interests in certain horse racing businesses, and that he
commited perjury during the ensuing investigation. 493 F.2d at 1131. The indictment against
Judge Hastings alleged a scheme to solicit a bribe in return for a favorable decision from the
bench. 681 F.2d at 707. A fundamental distinction between these two cases is that Judge
Kerner was alleged to have committed the crimes before he assumed the federal bench. It
is unclear if a judge may be impeached for offenses committed prior to appointment.
3. Although Judges Kerner and Hastings are the only article III judges to be criminally
prosecuted for arguably impeachable offenses while on the bench, numerous federal judges
have resigned during investigation by the House Judiciary Committee or have been cleared
of criminal charges. See J. BoRgiu,, THE CORRUPT JUDGE 198-204 (1962). Martin T. Manton,
Senior Judge of the United States Second Circuit Court of Appeals, was the first federal
judge criminally indicted for corruption in office. The prosecution of Judge Manton com-
menced after his resignation. Id. at 25-94.
Judge Francis Winslow was charged with indiscretions by a grand jury on the day the
House investigation was to begin. Whether a charge of indiscretions amounts to an indict-
ment is not apparent from the record. Judge Winslow subsequently resigned before trial
was commenced. Id. at 256. Judge Warren Davis was indicted and tried after he retired from
the bench. Acquitted at trial, Davis resigned under threat of impeachment. Id. at 116, 119.
4. Eight United States article III judges have been impeached. Four were convicted:
Robert N. Archbald (Comm. Ct., 1913); Halsted L. Ritter (S.D. Fla., 1936); West H.
Humphreys (D. Tenn., 1862); John Pickering (D.N.H., 1804). The other judges include:
Samuel Chase (U.S. Sup. Ct., 1805) (acquitted); Harold Louderback (N.D. Fla., 1932) (ac-
quitted); Charles H. Swayne, (N.D. Fla., 1905) (acquitted); James H. Peck (D. Mo., 1830) (ac-
quitted). Id. at 198-204.
5. The judicial power of the United States is vested in the Supreme Court and lower
courts. U.S. CONST. art. III, § 1. All federal judges established under article III hold their
offices during good behavior. Id.
6. Although the appellate court affirmed the trial court's order denying Judge Hastings'
motion to quash the indictment for lack of jurisdiction, it declined to decide whether the
government would be able to imprison an article III judge while still in office. 681 F.2d at
712 n.19. In dictum, the Eleventh Circuit questioned whether the executive branch may in

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