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94 Judicature 6 (2010-2011)
The Impact of Mandatory Minimum Penalties in Federal Sentencing

handle is hein.journals/judica94 and id is 6 raw text is: Viewpoint
The impact of mandatory minimu
penalties in federal sentencing
Mandatory minimum penalties have not imp
public safety but have exacerbated existing rc
disparities within the criminal justice system.

The U. S. Sentencing Commis-
sion's examination of the effects of
mandatory sentencing is very timely
and will be of great benefit to both
policymakers and practitioners.
While the Commission's 1991 report
on these issues was quite valuable,
much has changed in the interim
and there is now more than two
decades of experience with these
penalties. In addition, congressional
action regarding cocaine sentencing
issues and Senator Webb's proposed
commission to study the criminal jus-
tice system indicate that sentencing
issues are now in a period of reexam-
ination, and so the field will benefit
from a comprehensive assessment of
current policies.
There are a variety of issues to be
addressed in examining mandatory
sentencing, but I will focus on two in
particular. First, what effect have fed-
eral mandatory minimum penalties
had on public safety? And second, to
what extent have these penalties
exacerbated existing racial disparities
within the criminal justice system?
Public safety
Mandatory minimum penalties have
been enacted over time for a variety
of reasons. Foremost among these
are legislators' professed belief that
such penalties will bring greater cer-

tainty to the sentencin
that they will send a
potential offenders t
behaviors will be met v
certain punishment.
Looking at the exp
past several decades, s
have contended that m
imums, including such
ties, have produce
benefits in reducing cr
congressional hearing,
former U.S. Attorney M
van asked, Has the r
gress played in sentenc
the passage of mandat
sentences, had an imF
safety and crime? He c
The answer to that qu
ily be found in crime s
buttressed by anecdoi
story from across our
rates over the past 30
paint a picture of cont
of reducing crime anc
through sound publicj
What, then, do we ki
extent to which fedel
penalties have been r(
declines in crime? To
virtually no data that
demonstrating a direci
federal mandatory pe
ticular and any decli
Further, a broad rang

by MARC MAUER
m              suggests that it is quite unlikely that
these penalties would have such an
impact.
roved          In examining the effect of federal
cag           mandatory penalties, the key data
aproblem is that the federal court sys-
tem handles only a small fraction, less
than 10 percent, of all criminal cases.
Therefore, attempting to draw any
conclusions about the specific impact
ag process and  of fderal mandatory penalties on crime
imessage to  rates is fraught with imprecision. To
fdhat specified  state that the adoption of such penal-
iith harsh and  ties by Congress in the 1980s was
directly responsible for reductions in
Erience of the  a wide variety of crimes that are gen-
ome observers  erally prosecuted in state courts
andatory min-  requires a great leap of faith that is
federal penal-  not supported by the evidence.
d  significant   We can see this must cledriy in the
ime. At a 2009  realm of drug offenses, the category
for example,  in which federal mandatory penal-
IichaelJ. Sulli-  ties most often apply. Since drug
ole that Con-  offenses are widely prosecuted in
ing, including  both state and federal courts, a
ory minimum    potential offender has no means of
)act on public  knowing in which court system he or
oncluded that  she would be likely to be prosecuted
estion can eas-  (assuming, of course, that the
tatistics and is  offender is even thinking about the
tal story after  prospects of apprehension). There-
nation. Crime  fore, it is virtually impossible to
years certainly  bekotayuiulfdrlipc
inning success  o  adtr     etnig
Ivictimization  Evnaiefo         thspblm
policy.'      mauigteipc           fhrhsn
now about the  tnigplce       nciertsi
-almanatoy cmplexor unertalting. he itey dte

esponsible for
date, there is
is capable of
t link between
nalties in par-
nes in crime.
re of research

This article is adapted from testimony before
the United States Sentencing Commission on May
27, 2010.
1. Statement of Michael J. Sullivan before the
Subcommittee on Crime, Terrorism, and Home-
land Security, House Committee on the judiciary,
July 14, 2009.

6 JUDICATURE Volume 94, Number 1 July-August 2010

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