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16 Fordham J. Corp. & Fin. L. [i] (2011)

handle is hein.journals/fjcf16 and id is 1 raw text is: FORDHAM
JOURNAL OF
CORPORATE & FINANCIAL LAW
Volume XVI                 2011                   Number 1
CONTENTS
SYMPOSIUM
THE REGULATION OF INVESTMENT FUNDS
WELCOME      ...................................William M Treanor 2
PANEL DISCUSSION   ............................. ........James Jalil 4
Andrew J. Donohue
Paul N. Roth
Matthew B. Siano
J. W Verret
Holland West
ARTICLES
A REVIEW OF RECENT DERIVATIVES LITIGATION....... John D. Finnerty 73
Kishlaya Pathak
REVISITING THE INADVERTENT INVESTMENT COMPANY.......Brian Vito 125
NOTES
THE COLLAPSE OF AN EMPIRE?
RATING AGENCY REFORM IN THE WAKE
OF THE 2007 FINANCIAL CRISIS... ............ Elizabeth Devine 177
THE FLAWED STATE OF BROKER-DEALER REGULATION
AND THE CASE FOR AN AUTHENTIC FEDERAL
FIDUCIARY STANDARD FOR BROKER-DEALERS...... Gary A. Varnavides 203

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