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28 Fed. Sent'g Rep. 85 (2015-2016)
Balancing the Goals of Determinate and Indeterminate Sentencing Systems

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Balancing the Goals of Determinate and lndeterminate

Sentencing Systems


The 1970s and i98os were a tumultuous time in American
sentencing and corrections policy, defined in large part by
the migration from an indeterminate and rehabilitation-
based model to a determinate system focused on punish-
ment and deterrence. Whereas judges and parole boards
used to determine the amount of time one served in prison,
the charging decisions of prosecutors framed by punish-
ments outlined in statute by legislators have increasingly
come to dominate sentencing. These developments have
profoundly impacted the sentencing and corrections land-
scape over the last few decades.
   Now, as crime continues to fall to historic lows and
prison populations level or decline across many states,
questions have begun to arise about whether this move to
determinacy has come at the cost of fairness and equity in
sentencing and corrections. Policymakers at the state and
federal level have questioned whether we should seek
greater flexibility in how we sentence, and some have begun
to reexamine the role of parole. In this article, I will briefly
discuss the movement toward greater determinacy and
propose a hybrid model that can meet the important goals
of certainty, transparency, and consistency while preserving
flexibility.

I. The Shift to Determinate Sentencing
This move toward greater determinacy in sentencing did
not emerge overnight. Optimism that prison could be a tool
for rehabilitation, which characterized corrections in the
i95os and I96OS, was replaced by the fatalist nothing
works mantra of the 1970s. An influential survey of 231
studies of rehabilitation programs in prisons, released in
1975, concluded that most interventions had no impact on
future reoffending.' As questions arose concerning the
effectiveness of the rehabilitation-centered corrections
model, others were calling for a reexamination of indeter-
minate sentencing. Marvin Frankel's Criminal Sentences:
Law Without Order sharply criticized unfettered judicial
discretion, pointing out that it resulted in widely disparate
sentences for similarly situated individuals.2 He called for
greater uniformity in sentencing systems. At the same
time, crime was increasing sharply in the 197os across the
country,3 and there was growing concern that punishments
were not tough enough. Concerns about crime, failing
prisons, and unchecked judicial discretion would coalesce
in a movement toward determinate sentencing.


   During the 198os, a number of states and the federal
government established sentencing commissions that cre-
ated sentencing guidelines and structured sentencing as
a check on the discretion of judges. The disposition and
length of sentence was determined by sentencing guide-
lines and/or statutory mandatory minimums, which
reduced the discretion of the sentencing judge to account
for the particular circumstances of the individual or
offense. This led to much greater certainty and consistency
in sentencing, but at the expense of flexibility.
   At the same time, many states were also restricting eli-
gibility for back-end release. States either abolished parole
or created a cap on how much good time or earned
time a person could accrue. Time served is controlled by
a parole board under the indeterminate model, and it can
vary widely. Under a determinate system, the sentence
length bears a much closer relationship to how long
someone will stay in prison. While introducing more cer-
tainty and consistency to time served, it also greatly reduced
opportunities and incentives for people in prison to take
advantage of programming options or demonstrate per-
sonal transformation.
    In roughly the last quarter of the twentieth century,
 twenty-one states either abolished parole or greatly
 reduced discretionary release for all or certain offenses.4
 In 1980, 55 percent of releases from prison were the result
 of discretionary parole. That number was halved to 26
 percent by 2oii.5 The movement away from discretion
 reached its apex in the 199os largely in response to federal
 fiscal incentives offered through Violent Offender Initia-
 tive and Truth-in-Sentencing grants to states that estab-
 lished or amended laws to require that individuals in
 prison for violent offenses serve a minimum of 85 percent
 of their sentences. Some states went further, requiring
 certain offenses to serve ioo percent of a sentence and/or
 extending the 85 percent requirement to all offenses.6 By
 2002, twenty-eight states had established some form of
 truth-in-sentencing.7 These changes resulted in more
 people serving a greater proportion of their sentences. It
 also resulted in a spike in the number of people com-
 pleting their sentences in prison and being released to the
 street with no reentry preparation, no transitional support,
 and no supervision. By 2012, 1 in 5 persons was released
 from prison without supervision, an increase from 1 in 7
 in 199o.s


RYAN KING
Senior Fellow,
Justice Policy
Center, Urban
Institute


   Federal Sentencing Reporter, Vol. 28, No. 2, pp. 85-87, ISSN 1053-9867, electronic ISSN 1533-8363.
 © 2015 Vera Institute of Justice. All tights reserved. Please direct requests for permission to photocopy
or reproduce article content through the University of California Press's Rights and Permissions website,
           http://www.ucpressjournals.com/reprintInfo.asp. DOI: io.I525/fsr.2015.28.2.85.


                        FEDERAL SENTENCING REPORTER           - VOL. 28, NO. 2    • DECEMBER 2015

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