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68 Fed. Probation 3 (2004)
Multicultural Competencies in Probation - Issues and Challenges

handle is hein.journals/fedpro68 and id is 3 raw text is: June 2004                                                                                                3
Robert A. Shearer, Ph.D.
Patricia Ann King, Ph.D., L.PC.

SINCE JOHN AUGUSTUS introduced
the notion of probation in 1841, the num-
ber of probationers in the United States
has grown exponentially. Today, probation
is the most widely used sentencing option
in the United States. As of 2001, there were
3,932,751 adult men and women on pro-
bation (Bureau of Justice Statistics, 2002).
Of this number, 22 percent (870,000) were
women. Breaking the total down racially,
one-third (1,228,700) were African-Ameri-
can, one-half were white (2,175,600), one-
eighth (469,800) were Hispanic, and persons
of other race represented 2 percent (58,600).
Two of the most demographically diverse
states, Texas and California, led the nation in
number of adults supervised in the commu-
nity, together accounting for over one mil-
lion persons. Furthermore, more than 2.1
million adults entered probation supervision
during 2001. Since 1995, the annual number
of probation entries has increased by 34 per-
cent. Probationers are sentenced for a wide
variety of offenses, and Bureau of Justice
Statistics (BJS) data indicate that half were
convicted of a felony and that a quarter were
convicted of drug law violations. Also, three
out of four were under active supervision,
requiring that they report regularly to a pro-
bation authority. Clearly, the vast numbers
of persons supervised are a diverse group
who exhibit a wide variety of treatment and
supervision concerns that probation officers
are expected to address. The questions and
issues addressed in this discussion speak
directly to the role of multicultural compe-
tencies in probation as officers supervise this
diverse group of offenders.

From Nothing Works
to What Works?
From its inception in the 1800s, probation
was considered a form of treatment. John
Augustus, acknowledged as the first proba-
tion officer, sought out offenders whom he
thought could be rehabilitated. This idea
dominated correctional thinking for many
years. Cullen and Gendreau (2001) assert that
positivism was the prevailing philosophy dur-
ing the early years of modern criminology,
with very specific ways of both explaining
and controlling crime. They concluded that
five principles underlie this philosophy. First,
crime has definite causes that can be estab-
lished through systematic scientific study.
Second, punishment has limited effectiveness
in an offender's rehabilitation. Third, inter-
ventions should be matched to the offend-
er. Fourth, using the correctional system to
reform offenders is the only rational approach
to crime control. And finally, treatment must
be individualized because the causes of crime
differ for each person.
Leading writers in the field argued stren-
uously for these principles. For example,
Sutherland (1939) asserted that correctional
interventions would be ineffective unless
they targeted to change the actual causes
of crime. He argued that offenders need
contact with law-abiding role models and
that treatment and supervision should be
individualized. The Gluecks (1950) and
Taft (1960) theorized that because crime
has multiple causes, the scientific method
should be utilized to ferret out the causes so
that, once they were known, effective treat-
ments could be provided. Cressey (1958)

also saw the value in rehabilitation. While
he believed that there were problems with
correctional rehabilitation, he did not favor
abolishing the concept. Rather, he believed
that the appropriate use of science could
establish effective principles of rehabilitation.
This attitude prevailed through the 1960s,
but the 1970s brought a radical ideological
change attributed to the work of one man,
Robert Martinson.
In an article entitled What works? Ques-
tions and answers about prison reform Mar-
tinson (1974) revealed in a study of 231
program evaluations that very little worked
in rehabilitating offenders. Although other
researchers maintained that there were seri-
ous flaws in the study, Martinson's argument
became the rallying cry of a new generation of
criminologists. Basically, the nothing works
philosophy encompasses several principles,
as outlined by Cullen and Gendreau (2001).
First, nothing works effectively or reliably to
rehabilitate offenders, and therefore noth-
ing the state does to reduce crime will work.
Further, since prisons have no effect on crime
rates, only the most serious offenders should
be incarcerated. Others should be placed into
community corrections programs that will
not work either, but at least the offenders
will be less harmed. Additionally, criminolo-
gists should not engage in what Cullen and
Gendreau (2001) refer to as a penal science,
or becoming tools of the state. Finally, they
assert that all crime results from structural
factors such as social and economic inequal-
ity. Thus, rehabilitation efforts can never be
successful because they do not change the
root structural causes of crime.

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