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13 Duq. Bus. L.J. [i] (2011)

handle is hein.journals/duqbuslr13 and id is 1 raw text is: DUQUESNE BUSINESS
LAW JOURNAL
Volume 13                 Winter 2011                 Number 1
@ DUQUESNE UNIVERSITY, 2010-2011
Articles
The Fix Is In: Can the Asymmetric Condition of Regulatory
Oversight in the U.S. Capital Markets Be Corrected?
James W. Rathz     ..........................    ................. 1
Impact of the Dodd-Frank and Registration Act of 2010 on
Investment Advisers
James F. Koehler, Esq. and P. Wesley Lambert, Esq.     .......... 29
Comments
The Dodd-Frank Wall Street Reform and Consumer Protection
Act: A Missed Opportunity to Rein in Too-Big-To-Fail Banks
Christian Evans                         .................................... 43
The Shareholder Bill of Rights: Major Reform or Minor
Adjustment?
David Tomaselli .................................... 59
Case Notes
The Transactional Test Replaces the Conduct and Effects
Test when Determining the Extraterritorial Reach of Private
Rights of Action Pursuant to Section 10(b) of the Securities
Exchange Act of 1934: Robert Morrison, et al. v. National
Australia Bank Ltd.
Lauren Macias                           .....................................75
The Third Circuit Declines to Recognize the Fraud Created the
Market Theory as a Means of Presuming Reliance in Class
Action Securities Fraud Cases: Malack v. BDO Seidman, LLP
Jesse Krueger         ................................. ..... 93

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