18 Official Transcript of Proceedings before the Securities and Exchange Commission in the Matter of S.E.C. Rate Structure Investigation of National Securities Exchanges 2338 (1968)

handle is hein.congrec/otsecinvnse0018 and id is 1 raw text is: 
2338


6

7

a








'12




'15




'17

'13







22I

22


  24


S
0


     In the  atter of

.E.C. RATE STRUCTURE  INVESTIGATION
F NATIONAL SECURITIES EXCHANGES


                           --      - - x


                               Room  776 Securities and
                                 Exchange  Copnission Building
                               Washington,  D.C.
                               Tuesday, June  30, 1968

          The investigation in the above-entitled  matter was

resumed at 9:30 o'clock, a.m.

     BEFORE:

          ROGER '. FOSTERS, ESQ., Presiding Officer

     APPEARANCES:

          On behalf of the Securities  and Exchange Commission

             IRVING M. POLLACK, ESQ.,
             Director, Division of Trading  and larkets

             EUGENE Il ROTBERG ESQ. ,
             Associate Director., Division of Trading

             PAIL G. M1ASON, ESQ.,
             Assistant Director, Division of Trading (i Markets

             SHELDON RAPPAPORT, ESQ.,
             Special Counsel, Division of Trading r Markets

             NICHOLAS WOLFSON, Chief,
             Branch of Regulation, Division of Tra-din'g . larkets


            BEFP ORE THE

SECURITIES AND EXCHANGE COMITSSION


 -  - - - - - - - - - - - - x


:
:

What Is HeinOnline?

HeinOnline is a subscription-based resource containing nearly 2,700 academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline with pricing starting as low as $29.95

Access to this content requires a subscription. Please visit the following page to request a quote or trial:

Already a HeinOnline Subscriber?