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PRELIMINARY DRAFT 22 [i] (December 27, 1976)

handle is hein.ali/alifs0032 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
(Not to be sold, offered for sale, or otherwise published)
Subjects Covered:
Part I.         Legislative Findings and Declarations
Part IXC.       Broker-Dealer Insolvency
Part XI.        Investment Companies
Related provisions in other parts
Submitted to the Members o4 the Committee on Federal Regulation o6
Securities o6 the Section o6 Cotporation, Banking and Business Law
o6 the American Ba Association for discussion at a meeting on
JanuarLy 28 (at 9:00 a.m.) and 29, 1977 at The Mayflower, Washington,
Distrtict o6 Columbia.
December 27, 1976
The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, PA   19104
*This is a preliminary draft submitted on a private and confidential
basis to a limited group for the sole purpose of study and criticism.
It has not been promulgated or approved by the Council or the mem-
bers of The American Law Institute.
As an unpublished document intended for internal use, this draft
should not be generally circulated or distributed, nor should it
be quoted from or cited or its substance disclosed in any public
address or writing.

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