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PRELIMINARY DRAFT 21 i (November 1, 1976)

handle is hein.ali/alifs0031 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*
(Not to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE

FEDERAL SECURITIES CODE

PRELIMINARY DRAFT NO. 21

Subjects Covered:

Part I.

Legislative Findings and Declarations

Part IXC. Broker-Dealer Insolvency

Part XI.

Investment Companies

Subi-itted to the Consuttant6 and Advisers for the FedeLal Securities
Code 4o& discussion at their mneeting oii Decemrnber 2 (at 10:00 A.M.),
3, and 4, 1976 at The Westbury, 69th aiid Madison Avenue, New York,
New Vork.

November 1, 1976

The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa.   19104

*This is a preliminary draft submitted on a private and confidential
basis to a limited group for the sole purpose of study and criticism.
It has not been promulgated or approved by the Council or the mem-
bers of The American Law Institute.
As an unpublished document intended for internal use, this draft
should not be generally circulated or distributed, nor should it
be quoted from or cited or its substance disclosed in any public
address or writing.

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