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PRELIMINARY DRAFT 16 [i] (November 12, 1974)

handle is hein.ali/alifs0024 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROIIBITED*
(Not to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSrPITPTE

Subjects Covered:

PART II
PART XI
PART XV
PART XVI

FEDERAL SECURITIES CODE
PRELIMINARY DRAFT NO. 16
- DEFINITIONS
- INVESTMENT COMPANIES
- ADMINISTRATION AND ENFORCEMENT
- SCOPE OF THE CODE

Submitted to the Consultants and Advisers for the Federal
Securities Code for Discussion at their Meeting on December 5,
(at 10:00 A.M.), 6, and 7, 1974 at The Westbury Hotel, 69th
Street and Madison Avenue, New York, New York.

November 12, 1974

The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104

*This is a preliminary draft submitted on a private and
confidential basis to a limited qroup for the sole pur-
pose of study and criticism. It has not been promulqated
or approved by the Council or the members of The American
Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated or dis-
tributed, nor should it be quoted from or cited nr its
substance disclosed in any public address or writinq.

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