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PRELIMINARY DRAFT 13 [i] (January 9, 1974)

handle is hein.ali/alifs0021 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*
(Not to be s      offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE
FEDERAL SECURITIES CODE
PRELIMINARY DRAFT NO. 13
Subjects Covered:
PART II   - DEFINITIONS
PART III  - EXEMPTIONS
PART IV   - ISSUER REGISTRATION
PART V    - DISTRIBUTIONS
PART VI   - POSTREGISTRATION PROVISIONS
PART XIII - DECEPTIVE AND MANIPULATIVE ACTS
PART XIV  - CIVIL LIABILITY
Submitted to the Committee on Federal Regulation of Securities
of the Section of Corporation, Banking and Business Law of the
American Bar Association and to the Consultants and Advisers
for the Federal Securities Code Project for Discussion at a
Meeting on January 11 (at 10:00 A.M.) and January 12, 1974 at
the Shoreham Americana Hotel in Washington, D.C.
January 9, 1974
The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104
*This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole pur-
pose of study and criticism. It has not been promulgated
or approved by the Council or the members of The American
Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated or dis-
tributed, nor should it be quoted from or cited or its
substance disclosed in any public address or writing.

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