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PRELIMINARY DRAFT 12 [i] (December 21, 1973)

handle is hein.ali/alifs0019 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*'
(Not to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE/
FEDERAL SECURITIES CODE  Cf
PRELIMINARY DRAFT NO. 12
Subjects Covered:
PART II   - DEFINITIONS
PART III - EXEMPTIONS
PART V    - DISTRIBUTIONS
PART XV   - ADMINISTRATION AND ENFORCEMENT
PART XVI - SCOPE OF TIHE CODE
PART XVII - GENERAL
Submitted to the Committee on Federal Regulation of Securities
of the Section of Corporation, Banking and Business Law of the
American Bar Association and to the Consultants and Advisers
for the Federal Securities Code Project for Discussion at a
Meeting on January 11 (at 10:00 A.M.) and January 12, 1974 at
the Shoreham Americana Hotel in Washington, D.C.
December 21, 1973
The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104
*This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole pur-
pose of study and criticism. It has not been promulgated
or approved by the Council or the members of The American
Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated-or dis-
tributed, nor should it be quoted from or cited or its
substance disclosed in any public address or writing.

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