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PRELIMINARY DRAFT 10 [i] (October 8, 1973)

handle is hein.ali/alifs0017 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*
(Nlot to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE

FEDERAL SECURITIES CODE
PRELIMINARY DRAFT NO. 10

Subjects covered:

PART II.
PART III.
PART IV.
PART V.
PART VI.
PART XIII.
PART XIV.

DEFINITIONS
EXEMPTIONS
ISSUER REGISTRATIO1
DISTRIBUTIONS
POSTREGISTRATION PROVISIONS
DECEPTIVE AND MANIPULATIVE ACTS
CIVIL LIABILITY

Submitted to the Consultants and Advisers
for Discussion at a Meeting on
November 16, 17, and 18, 1973
October 8, 1973
The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104
*This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole purpose
of study and critism. It has not been promulgated or
approved by the Council or the members of The American Law
Institute.
As an unpublished document intended for internal use, this
draft should not be generally circulated or distributed,
nor should it be quoted from or cited or its substance dis-
closed in any public address or writing.

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