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PRELIMINARY DRAFT 9 [i] (March 16, 1973)

handle is hein.ali/alifs0016 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*
(Not to be sold, offered for sale, or otherwise published)
TIlE AMERICAN LAW INSTITUTE

Subjects Covered:

PART I.

PART II.
PART III.
PART V.
PART XV.
PART XVI.

FEDERAL SECURITIES CODE
PRELIMINARY DRAFT NO. 9
NECESSITY OF REGULATION
DEFINITIONS
EXEMPTIONS
DISTRIBUTIONS
ADMINISTRATION AND ENFORCEMENT

MISCELLANEOUS

Submitted to the Consultants and Advisers
for Discussion at a Meeting
on April 13 and 14, 1973

March 16, 1973

The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104

*This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole pur-
pose of study and criticism. It has not been promulgated
or approved by the Council or the members of The American
Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated or dis-
tributed, nor should it be quoted from or cited or its
substance disclosed in any public address or writing.

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