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PRELIMINARY DRAFT 3 [i] (August 6, 1971)

handle is hein.ali/alifs0010 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*
(Not to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE

FEDERAIL SECURITIES CODE
TENTATIVE DRAFT NO. 1-E
(PRELIMINARY DRAFT NO. 3)

Subjects Covered:

PART II.
PART III.
PART IV.
PART V.
PART VI.

DEFINITIONS
EXEMPTIONS
ISSUER REGISTRATION
DISTRIBUTIONS
POST-REGISTRATION PROVISIONS

Submitted to the Consultants and Advisers for the
Federal Securities Code Project
for Discussion at a Meeting on
September 17 and 18, 1971
August 6, 1971
The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104
* This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole pur-
pose of study and criticism. It has not been promulgated
or approved by the Council or the members of The American
Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated or dis-
tributed nor should it be quoted from or cited or its
substance disclosed in any public address or writing.

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