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PRELIMINARY DRAFT 2 i (November 19, 1970)

handle is hein.ali/alifs0009 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL -
PUBLIC DISCLOSURE IS PROHIBITED*

(Not to be sold, offered for sale, or otherwise published)
THE AMERICAN LAW INSTITUTE

FEDERAL SECURITIES CODE
PRELIMINARY DRAFT NO. 2

Subjects Covered:

PART II.
PART III.
PART IV.
PART V.

DEFINITIONS
EXEMPTIONS
REGISTRATION WITH RESPECT TO
ISSUERS OF SECURITIES
POST-REGISTRATION PROVISIONS

Submitted to the Consultants and Advisers for the
Federal Securities Code Project
for Discussion at a Meeting on
December 18 and 19, 1970

November 19, 1970

The Executive Office
The American Law Institute
4025 Chestnut Street
Philadelphia, Pa. 19104

This is a preliminary draft submitted on a private and
confidential basis to a limited group for the sole pur-
pose of study and criticism. It has not been promul-
gated or approved by the Council or the members of
The American Law Institute.
As an unpublished document intended for internal use,
this draft should not be generally circulated or dis-
tributed, nor should it be quoted from or cited or its
substance disclosed in any public address or writing.

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