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PRELIMINARY DRAFT 2 i (November 19, 1970)

handle is hein.ali/alifs0009 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE FEDERAL SECURITIES CODE PRELIMINARY DRAFT NO. 2 Subjects Covered: PART II. PART III. PART IV. PART V. DEFINITIONS EXEMPTIONS REGISTRATION WITH RESPECT TO ISSUERS OF SECURITIES POST-REGISTRATION PROVISIONS Submitted to the Consultants and Advisers for the Federal Securities Code Project for Discussion at a Meeting on December 18 and 19, 1970 November 19, 1970 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promul- gated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or dis- tributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.

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