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25 Sec. Litig. 1 (2014-2015)

handle is hein.aba/scurlit0025 and id is 1 raw text is: -'a  2014, Vol 25 No, 1

TABLE OF CONTENTS
Articles
FINRA and Regulatoy Notice 14-40 Requirements
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Firms are to explicitly advise parties to settlement and confidentiality agreements that they can initiate
communications with regulators.
Dispeling E-Discoverv Myths in hnter n and Government Investiaatkns
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Learn how to execute a high-volume e-discovery project.
The Top 10 Obstaces to Litigatin. Securities Fraud Oaims: Part
By ,-trMJo            ,. R-,o ,  an
Learn how to win cases under the Securities Act and Securities Exchange Act.
Corporate Criminal Liability for Insider Trading
B -.ly Howard J, K.pan
When will the Department of Justice pursue corporations for criminal behavior?
News & Developments ,
Private Equity Firms Beware of Potentially Conflicting Fiduciary Duties
Firms that invest in Delaware corporations need to be aware of the possibility that they have dual and
perhaps competing obligations.
Fifth Circuit Fashions Totaty of the Circumstances Test For Loss Causation
The new requirements at the dismissal stage come in Public Emples. Ret. Sys. of Miss. v. Amedisys, Inc.

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