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24 J. Health Care L. & Pol'y 139 (2021)
What Your Compliance Officer Is - And Is Not

handle is hein.journals/hclwpo24 and id is 140 raw text is: WHAT YOUR COMPLIANCE OFFICER
IS - AND IS NOT
BARRY S. HERRIN, FAHIMA, FHIMSS, FACHE, ESQ.T
In the strange way that thoughts connect and evolve, an experience I had
on October 11, 2019 as a panelist for the University of Maryland Carey Law's
In-House Counsel Roundtable' just came back to mind as I read an online post
from one of those accounting firms that sounds like people really wanting to be
lawyers who are trapped in the license of accountants. Everyone is giving advice
on what to do during and after our experience with COVID-19, and you have
already heard from me on this point.2 However, this particular measure of
information is meant to address a disturbing trend highlighted in both my panel
experience and in the accounting firm post, which is the misunderstanding of the
separate roles of the compliance officer and counsel, and-of more immediate
concern-the unhelpful (and in some cases dangerous) broadening of the role of
the compliance officer into an all-laws inspector general for the healthcare
enterprise.
THE MODERN ORIGIN OF THE HEALTHCARE COMPLIANCE OFFICER
In guidance issued in 19983 by the Office of Inspector General (OIG) of
the U.S. Department of Health and Human Services (HHS), the OIG strongly
suggested that effective internal controls that promote adherence to applicable
© 2021 Barry S. Herrin
tMr. Herrin is the Founder of Herrin Health Law, P.C., a boutique law practice
dedicated to the needs of health care providers. He received his bachelor's and law
degrees from Georgia State University in Atlanta, Georgia, where he graduated
each time with honors and as a member of the Law Review. He is admitted to the
bars of the District of Columbia, Florida, Georgia, and North Carolina. Mr. Herrin
is a Fellow of the American College of Healthcare Executives, a Fellow of the
American Health Information Management Association, and a Fellow of the
Healthcare Information Management and Systems Society. He also holds a
Certificate in Cyber Security from the Georgia Institute of Technology. Contact
him at barry.herrin@herrinhealthlaw.com.
1. Further details and information regarding this event can be found at: Hot Topics for In-House
Counsel at Health Care Institutions, UNIV. OF MD. FRANCIS KING CAREY SCH. L., (Oct. 11, 2019),
https://www.law.umaryland.edu/Programs-and-Impact/Health-Law/Events/AHLA/.
2. Barry Herrin, Teleworking Due to COVID-19? Protect PHI From Security Threats, Starting
with this Policy, HERRIN HEALTH L., https://herrinhealthlaw.com/teleworking-due-to-covid-19-protect-
phi-from-security-threats-with-this-policy/ (last visited Feb. 3, 2021).
3. 63 Fed. Reg. 8987 (Feb. 23, 1998), as supplemented by 70 Fed. Reg. 4858 (Jan. 31, 2005).

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