About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline

17 Antitrust 8 (2002-2003)
Sylvania and the Process of Change in the Supreme Court

handle is hein.journals/antitruma17 and id is 10 raw text is: 



CO0V ER S TOR IE S


A FIRST LOOK AT THE POWELL PAPERS:

Sylvania and the Process of Change in the

Supreme Court


BY ANDREW  I. GAVIL


I'' IS NOW PART OF THE WELL-WORN
    lure of antitrust. Something happened, and beginning
    with the Supreme Court's 1977 decision in Sylvania, a
    revolution unfolded in the content of the law ofantitrust.
    More than fifty years of increasing reliance on per se
rules gave way to a decidedly more economic analytical
model, one that has ptovcti to be far more demanding of
plaintiffs, public and privatte, who seek to pursue federal
antitrust claims, and far more receptive to defendants assert-
ing defenses based on efficiency. In a scant five years, the
Court moved from    bpro's refusal to ramble through the
wilds of economic theory' to Syltvania's admonition that
atn antitrust policy divorced from market considerations
would lack any objective benchmarks.'
   This radical shift in attitude did not enanate from
Congress. No significant amendments to the antitrust laws
date from the period. Instead, owing to the common law
nature of the Sherman Act,' the Supreme Court-one of
the most central, if not the most central institutional actor
responsible for shaping American at titrust polky-breathed
life into the rule of reason, setting in motion a process of
change that in part continues to this day.
   Although the who, what, and when of that sea
change have long been clear, the why and how have not.
The lower courts largely have accepted the change with lit-
tic further examination. Commentators too for the most
part have welcomed it as a more sound basis for antitrus pni-
icy. And while many courts and commentators alike have
observed how the inherent weaknesses of Arnol. Sc/hirinol
laid the foundation for Slvania-perhaps even invied it-
there has been little public examination of the institutional
characteristics of the Court that facilitated its decision to
alter course.

Andrew I. Gavil iS the ArlIlCes Editor of ANtl teis r Magazine and a pro.
lessor at Howard UIniversity School of Law, The author would like to
thank John Jacobs. the archivtst of the Powell Papers at the Washington
& Lee University School of Law, for his Invaluable research assistance.
Appreciation is also due Tyler A. Baker, one of Justice Powell's law clerks
at the time Sylvania was decidedl, for answering meny questlions and
graciously offering to share his rncolleotions of his tithe of the Court.


   This article is based on a first reading of the papers of
Justice Lewis F. Powell, Jr., the author of the majority opin-
ion in .S,/tania.' Those papers reveal that a series of factors
converged in Sylvania to pry open the possibility for change.
Some are quite obvious, and already well documented,
whereas others may be new to what one commentator recent-
ly described as the antitrust conversation.' Regardless, the
Powell papers shed a great deal of light on the normally
shrouded process whereby the Supreme Court forms and
reforms antitrust doctrine.
   Factor It A Pronounced Sbift hr the Character of the
Court. Wlen Sylvania came before the Court in 1977, only
three oif the nine Schwinn justices remained, and only one
from the majority. The author of Schwinn, Abe Fortas, had
been replaced by Nixon appointee Harry Blackmun. With
the exception of Justice William J. Brennan, the rest of tie
Schwinn majority had been replaced by more cotiservative
counterparts-Chief Justice Earl Warren by Chief Justice
Warren Burger, Hugo Black by Lewis Rhwcll, and William 0.
Douglas by Ford appointee John Patti Stevens. Of the two
Justices who had recused ilcisclvcs in Sc/hwinn, Byron
White remained, but Tom Clark had been replaced by
Thurgood Marshall.7 Of the dissenting/concurring justices,
Stewart remained, bur Harlan had been replaced byWilliam
Rehnquist.
   One c.lt hardly doubt, therefore, that the changed char-
acter of the Court had a profound effect on the outcome in
Sylvania. While commentators periodically examine and seek
to quantify the significance of political affiliation in judicial
appointments) political parties, themselves, spend little ri nie
debating whethercontnol of judicial appointmients matters. At
least since Alarbwuy ip. Madison,' they have instead done bat-
tic over the right to appoint, and rightly or wrongly have con-
sistently assumed that the po.er to appoint judges is
the power to perpetuate the party's philosophy. The pro-
nounced shift oIl the Court between Schrwin and Sylvania,
in large )art attributahkl to the four Nixon appointees.--
Burger, Blackmtin, Powell and Rchnquist-is a case in point.
It is hard it imagine that the Schwinn majority of Fortas,
Douglas, Warren, Black, and Brennan would have been so
enticed by the new economics of vertical restraints to the
point of being ready to reconsider Schwinn.


8     A N t I t R 1) 5 T

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Contact us for annual subscription options:

Already a HeinOnline Subscriber?

profiles profiles most