About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline

35 Ariz. St. L.J. 1437 (2003)
The Limits of Rule 408 after Hernandez

handle is hein.journals/arzjl35 and id is 1449 raw text is: NOTE
THE LIMITS OF RULE 408 AFTER HERNANDEZ*
Keith A. Swishert
In a three-to-two decision,' the Arizona Supreme Court recently ruled
that facts set out in an offer to compromise may be admitted to impeach a
party testifying,2 notwithstanding Rule 408 of the Arizona Rules of
Evidence,3 which prohibits the use of offers to compromise and statements
made in settlement negotiations for the purposes of proving liability for, or
invalidity of, a disputed claim or its amount.4 Nothing in the majority's
opinion, however, limited the ruling's coverage to merely factual statements
made in offers to compromise. The ruling, therefore, will apply to offers of
compromise themselves, statements, and conduct in settlement negotiations.
While an impeachment use does not appear contrary to Rule 408 on its
*    Hernandez v. State, 52 P.3d 765 (Ariz. 2002).
t    J.D. Candidate, 2004, Arizona State University. The author wishes to thank Professor
Robert Bartels for his guidance.
1.  Justice Ruth McGregor, writing for the majority, was joined by Chief Justice Charles
Jones and Justice Rebecca White Berch. Judge Joseph Howard from the Court of Appeals of
Arizona was designated to sit on the case. He wrote the dissenting opinion, joined by Justice
Stanley Feldman. Hernandez, 52 P.3d at 769 n.*.
2.   Hernandez, 52 P.3d at 766.
3.   ARIZ. R. EVID. 408. Rule 408 states:
Evidence of (1) furnishing or offering or promising to furnish, or (2)
accepting or offering or promising to accept, a valuable consideration in
compromising or attempting to compromise a claim which was disputed as to
either validity or amount, is not admissible to prove liability for or invalidity
of the claim or its amount. Evidence of conduct or statements made in
compromise negotiations is likewise not admissible. This rule does not
require the exclusion of any evidence otherwise discoverable merely because
it is presented in the course of compromise negotiations. This rule also does
not require exclusion when the evidence is offered for another purpose, such
as proving bias or prejudice of a witness, negativing a contention of undue
delay, or proving an effort to obstruct a criminal investigation or prosecution.
Rule 408 was adopted verbatim from its federal counterpart-Rule 408 of the Federal Rules of
Evidence. The Historical Notes to Rule 408 of the Arizona Rules of Evidence adopt the
advisory committee notes to the federal rule. See State v. Green, 29 P.3d 271, 273 (Ariz. 2001)
(noting that when the Arizona rule is predominantly echoes the federal rule, Arizona courts
often look to the federal rule for guidance in interpretation). Thus, for simplicity, the rest of
the article treats the advisory committee's note and the Arizona rule itself interchangeably with
the federal rule and the federal advisory committee's note.
4.   ARIZ. R. EVID. 408.

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Contact us for annual subscription options:

Already a HeinOnline Subscriber?

profiles profiles most