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20 Legal Med. Q. 1 (1996)
Nucleic Acid Sequences and Other Naturally Occurring Products: Are They Patentable in Canada

handle is hein.journals/medquar11 and id is 5 raw text is: Nucleic Acid Sequences And
Other Naturally Occurring Products:
Are They Patentable In Canada?
Eileen McMahon

A patent system is not a means of safeguarding the
public interest. It is primarily a commercial and
industrial tool that encourages innovation divorced
from social and ethical concerns.1
1.0 Introduction. In recent years, there has been a
dramatic increase in the number of patent applications
filed in Canada for biotechnology inventions.2 Certain
of these applications include claims to naturally
occurring products, such as genetic sequences or
proteins, which have been isolated and purified.3
In Canada, the US and Europe, there has been
extensive debate about whether such claims are
patentable.4 It is worthwhile to examine Canadian law
with respect to the patentability of naturally occurring
products, such as genetic sequences and proteins,
which have been isolated and purified.
This paper has four parts.
The first part outlines the controversy which
surrounded patent applications in the US by the
National Institutes of Health (NIH) to patent
partial human gene sequences (expressed se-
quence tags or ESTs).
The second part examines the definition of
invention in Canada's Patent Acts and discusses
whether naturally occurring products, such as
genetic sequences, may be considered discover-
ies or inventions pursuant to the Act, and
whether they meet the requirements of inventive-
ness under Canada's patent law.
The third part reviews the requirements of novelty,
utility and reproducibility under Canada's Patent Act
and discusses generally whether naturally occurring
products which have been isolated and purified meet
those requirements. In each of these sections,
reference is made to how the same issues have been
addressed in the US and Europe.
The fourth part offers some suggestions for
drafting claims to these products in Canada.
2.0 NIH Patent Applications. NIH filed patent
applications for ESTs with the US Patent Office in
June 1991.6 The patent applications arose from
Eileen McMahon, Deeth Williams Wall, Toronto, Ontario, Canada.
The author would like to thank Tom Digby of Visible Genetics Inc
for his help in the initial preparation of this article, and Michelle
Marsellus of Deeth Williams Wall for her help in revising this paper.

research conducted by NIH as part of the Human
Genome Project, a collaborative effort by NIH and the
Department of Defence to create a detailed map of
human DNA.7 NIH stated at the time that it was
making the applications to enable it to license its
technology to industry.8 Numerous persons have since
commented on whether the genetic sequences, as
disclosed in the NIH applications, meet the legal
requirements for patentable subject matter in the US.9
The claims in the NIH patent applications were all
product claims. The claims extended to enriched or
isolated ESTs, or parts of them having at least 15 base
pairs, or allelic variations or complementary sequences
of them, and to entire genes containing ESTs or allelic
variations.1o Thus, in addition to the partial DNA
sequences the NIH had discovered, NIH claimed the
full genes to which the sequences correspond. NIH
claimed that the full genes could be readily obtained
from the partial sequence information.II
On August 20 1992, the US Patent and
Trademark Office provided NIH with a first Office
Action with respect to the application. The action
was 33 pages in length, and rejected all 34 of the
claims in the application for reasons including that:
1  the  claims were    vague, indefinite,
misdescriptive, incomplete, inaccurate and
incomprehensible;
2  the claims lacked patentable utility;
3 the claims were anticipated by certain art (ie,
the claims lacked novelty);
4  the claims were obvious in view of certain
art,12 and,
5 the application failed to provide an enabling
disclosure. 13
The NIH responded to this action, but did not
make its response public.14 In the end, many of the
claims were rejected. In February 1994, however,
the new director of the NIH, Dr Harold Varmus,
decided not to appeal the rejections and to withdraw
the remaining claims, on the basis that to pursue the
patents would be inconsistent with the NIH's
primary role as a research institution.15,16 Since then,
a number of private companies have filed patent
applications in the US for gene sequences of their

LEGAL MEDICAL QUARTERLY/VOL 20 1996/PART 1/1

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