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59 Mod. L. Rev. 24 (1996)
Constitutionalising Self-Regulation

handle is hein.journals/modlr59 and id is 38 raw text is: Constitutionalising Self-Regulation

Julia Black*
Introduction
A member of a professional body is disciplined by that body and her licence to
practice taken away. A firm is refused membership of an exchange or trading body
on a ground not contained in the body's rules. A person complains that the rules of
a sporting association are discriminatory. Each seeks to challenge the associations'
decisions in the court. In the absence of legislation, how should the court respond?
Should it define and uphold the person's rights against the actions of the
association? Should it preserve and respect the autonomy of the association to
make and interpret its own rules, or to determine its own membership? Should the
association be subjected to principles of public responsibility and be required to act
fairly or rationally, or to make its decisions in the interests of its members, the
association or the public?
When faced with the question of whether and how to review the decisions of
self-regulatory associations (SRAs), the court's current response is based on where
it draws the boundary between public and private law. Where and how it currently
draws that line is notoriously uncertain, couched largely in procedural terms and
dogged by tensions between the role of the body and the legal nature of its
relations with its members. Such pre-occupations obscure the main issue: what
should be the response of law when faced with what are in effect mini-systems of
collective government? It is a question of how to constitutionalise self-regulation.
The aim of this article is to begin to answer this question; to understand the
constitutional issues raised by SRAs and the ways in which these are and could be
addressed. The aim is not to reach the ultimate stage, a new theory for judicial
review of self-regulatory associations, but to explore how we may begin that
process and to offer a way forward which draws on some of the insights of
reflexive law. It is suggested that before we can fully answer the question of how,
and indeed why, to regulate SRAs, three steps have to be taken.' First, there has to
be a greater understanding of the nature of the 'public' sphere. This involves, inter
alia, a recognition of the changing nature and structure of the state, the ways in
which bodies which are not part of the traditional institutions of the state
participate in the political process, and an awareness of the wider role these bodies
play in society. Second, there is a need to develop an understanding of the role of
law in the context of a functionally differentiated society, which is to ensure the
integration of the political, economic and social spheres. Third, the courts have to
build on this understanding of law's role to identify which aspects of an SRA
require judicial supervision and to develop a response which is flexible and multi-
faceted.
* Lecturer, London School of Economics.
This article has benefited greatly from the comments of Tim Cross, Denis Galligan, Carol Harlow, Chris
McCrudden and Gunther Teubner, all of whom I thank. Views, errors and omissions remain my own.
I The form of regulation focused on throughout is judicial review, and the term regulation is used to
refer to the courts' supervisory role.
C The Modern Law Review Limited 1996 (MLR 59:1, January). Published by Blackwell Publishers,
24                    108 Cowley Road, Oxford OX4 IF and 238 Main Street, Cambridge, MA 02142, USA.

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