About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline

2014 J.E. Eur. L. 66 (2014)
Rights and Obligations of Parties under the Underwriting Agreement

handle is hein.journals/jeeul2014 and id is 755 raw text is: )KypHai cXiAHOEBpone9cbKoro HpaBa. - 2014. - No 9.
YJK 347. 7
Macaro6a-IOpenKo Kamepuna OvleKcanpiwna -
KanuOam IopuOwUirux HayK,
acucmenm KaopeOpu Ifu ibnoeo npa~a Ao_ 2
HaioHalbHo-o iopuutwooo ynieepcumemy YKpatnu imeni poclaea My poeo
HpaBa Ta 060B'SI3CH CTopiH 3a JOOBOPOM aHaeppafiTHHry IiHHHX nanepiB
Cmammio npucemeno npo6lemnum numantm~     3aKpin.7enq 6 3aKoHoOa6cmi YKpatnu npae ma
odoe 'J3Ki6 cmopin oeoopy ancOeppahmuney qinnux nanepie. Y cmammi po3,a-,cOajombcjq nopMu cyacnoo
3aKonoOa6cmea YKpafnu, ufo cmocyIombcq awlOeppaiimuney qinnux nanepi. AHalli3yiombcq menOenliY
npaeoeo-o peoymto6ami. l7ioKpec,7ioiombcq npoepecu6ni ma c.7a6Ki cmoponu ocmannix 3aKonocIOa6'Ix 3Mi/i.
3anpononoeano modimcui umqxu noKpaujenmnq Hopmamuno-npaoux aKmi6.
Iiwioqoi crioaa: aH(Oeppahmune, emicim, npoqbecifina OifUbuicmb na oponoeomy punKy, npocneKm
emicii iinnux nanepie, mop -i6Jlqi ifinnumu nanepamu, po3miueim ifinnux nanepie, ifinni nanepu, o/onOoeuh
pUHOK.
Cmambw nocemuiena npo6,eMHbM 6onpocam 3aKpen7enuq 6 3aKe   ooame7bcme YKpaunbl npae u
odfuannocmeii cmopon oooeopa aHOeppaimunea. B cmambe pacctampuaiomcm HOpMbl 3aKooame7bcma
YKpauHbl o6   atc~eppahmunee ifeHHblX 6yMaa. Anallu3upytomcm pa3 u   ,Hble men(enluu  npaoeoo
pe,-yJ7upoeanuq. HoO,pKueaomcq  npopeccu3Hble  u  neyOavwie  CmOpOnbl noc7eOnux  u3MenenuU
3aKOHOcameJ7bcma. Hpeo,7aaiomcq 6oo3ModIcHbe nymu ycoeepwencmeoeanujq npa6Oeblx HOpM.
KIloe6bie crioaa: ancOeppamune, npo/eccuOHaJ7bHanq OeqmeJ7bHocmb Ha /OHO 0M pbMKe, npocneKm
39Muccuu ifeHHblX 6yma,-, pa3 eujenue zflHblX 6yma,-, mopeo63,7 zfenHblMu 6yMaaMu, zfeHnble 6ymau,
ebnOcoebi  pbIHoK, 3MUCCU.
The article is devoted to some problematic points of how the law of Ukraine describes the rights and
obligations of parties in the securities underwriting agreement. The article deals with legal provisions
concerning securities underwriting in the law of Ukraine. Different tendencies in the development of the said
sphere of legislation are analyzed. Progressive and unsuccessful points are closely examined. The author
makes suggestions about how the law provisions can be perfected.
Key words: underwriting, professional trade in securities, prospectus, securities issue, financial market,
financial agents, security dealers.

fOCTaHOBIca   npo6JleMI.  BH3HaqeHHI
3MiCTy AorOBopy  aHeppaRTiHry, 30KpeMa B
qacTHHi o60B'.q3KiB anleppafiTepa, C CKjiaAHOIO
npo6AeMoio JAI  cyqaCHi nayKH UjHBiJIbHOFo
npaBa. Ha CbOrOAHi nocJIyrH anlgeppa Tepa AOCHTb
cjparMeHTapHo BpeyJIboBaHi Ha piBHi 3aKoHy, a
TaKOA     He)OCTaTHbO     goCjiiWKeHi   Ha
AOKTpHHaJIbHOMy  piBHi,  i  TOMy   npaKTHKa
IUHBiJIbHOFO  o6opoTy  qacTo  CTHKaCTbC31  3
HHTaHH3IM, IKi came nocjiyrH MOACyTb nOKjiaaTHcI
Ha aHeppaHiTepa 3a 9O-OBOpOM 3 eMiTeHTOM.
AHa]i3 OCTaHHiX HaylOBHX joc.AjeHb i
ny6.ailaifi. A0ooBip aHeppaRTHHIy BHKJIHKac
gegaIi 6iJIbMUH iHTepeC 3 60Ky npaBHHKiB Ta
HpaKTHKyIOqHX  IOpHCTiB, a TaKOA  oci6, iuo
IjiKaBJI3ITbC31 cOHAOBHM pHHKOM YKpa'fHH I1K y
3B'3I3Ky 3i CBOiMH npojeciAHHMH 060B'3I3KaMH, TaK

i 6e3 HbOIO. OAHaK yHgaMeHTaIH   OCJIIAceHb
UbOrO  AOrOBOpy  HpaKTHqHO   HeMac. Cepeg
HayKOBHX npaujb, AKi TaK qI iHme CTOCyIOTbCI
rIHTaHb aHleppaHTHHy iHHHX nanepiB, MOACHa
Ha3BaTH npaui 0. FpefigiHa [1], 0. BCJIiKOBa [2] Ta
H.Apo390OBOi [3].
HeBHpimeHi paHime npofieMH. Pa3oM i3
THM, BiTqH3HSIHa nayKa HOKH IuO JiHie FOTyCTbCI
BHpo6HTH geTabHe i nocJIiAoBHe B-IeHHI rIpo
npaBa Ta o60B'.q3KH CTOpiH UjbOro 9OOBOpy -
eMiTeHTa Ta aHleppaHiTepa. Y 3a3HaqeHHX BHue
ny6JliKauisix, He3saaoqH  Ha iX  6e3yMoBHo
BHCOKHH  HayKOBHH piBeHb, He pO3Fi5iga~CTbCA
npegMeT 9OFOBOpy anleppa4THnry 31K TaKHH, JInue
OKpeCJItOCTbCAI B 3araTJbHOMy BI541IRi HOrO npaBoBa
rpnpoga.

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Contact us for annual subscription options:

Already a HeinOnline Subscriber?

profiles profiles most