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1 [i] (2018)

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                 No. 17-130

                   IN THE
  'uprztm1  (furt of t1je Uniteb   'tatrt




          RAYMOND J. LUCIA, et al.,

                                   Petitioners,

                    V.

 SECURITIES AND EXCHANGE COMMISSION,

                                  Respondent.


   ON WRIT OF CERTIORARI TO THE UNITED STATES
      COURT OF APPEALS FOR THE DC CIRCUIT

 BRIEF FOR WING F. CHAU AS AMICUS
CURIAE IN SUPPORT OF PETITIONERS


STEPHEN A. BEST
BROWN RUDNICK LLP
601 Thirteenth Street NW
Washington, DC 20005
(202) 536-1700


ALEX LIPMAN
  Counsel of Record
JUSTIN S. WEDDLE
ASHLEY L. BAYNHAM
BROWN RUDNICK LLP
Seven Times Square
New York, NY 10036
(212) 209-4800
alipman@brownrudnick.com


CounselfornAmicus Curiae


278875


      10
   COUNSEL PRESS
(800) 274-3321 - (800) 359-6859

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