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1 [i] (2017)

handle is hein.preview/prvwbeqd0001 and id is 1 raw text is: 





                   No. 17-130

                   IN THE
   *uprzmne (Tfurt of t1e Uniteb    'tatrt


      RAYMOND J. LUCIA AND RAYMOND J.
            LUCIA COMPANIES, INC.,

                                    Petitioners,

                      V.

   SECURITIES AND EXCHANGE COMMISSION,

                                    Respondent.


  ON WRIT OF CERTIORARI TO THE UNITED STATES COURT
  OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

       BRIEF FOR EQUITY DEALERS
     OF AMERICA AS AMICUS CURIAE
        SUPPORTING PETITIONERS

                 ILANA H. EISENSTEIN
                   Counsel of Record
                 ETHAN H. TOWNSEND
                 MARK KASTEN
                 DLA PIPER LLP (US)
                 One Liberty Place
                 1650 Market Street, Suite 4900
                 Philadelphia, PA 19109
                 (215) 656-3300
                 ilana.eisenstein@dlapiper.com

                 CounselfornAmicus Curiae

279228

                   COUNSEL PRESS
                (800) 274-3321 • (800) 359-6859

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