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1 [i] (2018)

handle is hein.preview/prvwbcsl0001 and id is 1 raw text is: 





                   No. 17-130

                   IN THE
   *uprzmne (Tfurt of t1e Uniteb    'tatrt



            RAYMOND J. LUCIA, et al.,

                                    Petitioners,

                      V.

   SECURITIES AND EXCHANGE COMMISSION,

                                    Respondent.


     ON WRIT OF CERTIORARI TO THE UNITED STATES
        COURT OF APPEALS FOR THE DC CIRCUIT

    BRIEF FOR CORNELL SECURITIES
    LAW CLINIC AS AMICUS CURIAE IN
    SUPPORT OF THE JUDGMENT BELOW

                    WILLIAM A. JACOBSON
                    Counsel of Record
                    CLINICAL PROFESSOR OF LAW
                    & DIRECTOR
                    CORNELL SECURITIES LAW CLINIC
                    CORNELL LAW SCHOOL
                    138 Hughes Hall
                    Ithaca, NY 14853
                    (607) 255-6293
                    waj24@cornell.edu

                    CounselfornAmicus Curiae

279857

                   COUNSEL PRESS
                (800) 274-3321 • (800) 359-6859

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