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50 Rechtstheorie 1 (2019)

handle is hein.journals/recthori50 and id is 1 raw text is: RECHTSTHEORIE 50 (2019), 1-39
Duncker & Humblot, 12165 Berlin
LEGAL BASES FOR NORMATIVE ACTS IN EU LAW
A Norm-Analytical and Constitutional Study*
By Hannes Kraemer, Brussels
It is a locus communis of institutional EU law that any act of a Union insti-
tution' requires firstly to be based on a provision in written EU law and sec-
ondly on the correct one among the various legal bases within that corpus.
The objective of this study is, firstly, to re-state those two jurisprudential and
doctrinal assertions, using as tools the norm-analytical concepts of norms and
normative acts, on the one hand and of principal norms and meta-norms, on
the other. Secondly, this study undertakes to analyse the function of the thus
re-stated norms in the context of the Union's constitutional structure,2 using
as tools the concepts of empowerment norms and decision-making norms. The
focus is on legal bases for normative acts, while embedding that issue in the
wider one of legal bases for legal acts of the Union institutions at large.
Section I explains the conceptual framework outlined above. Section II
analyses the constitutional significance of legal bases for normative acts of
the EU institutions. Section III deals with the norm-analytical foundations
of the formula applicability of a given legal basis and analyses the-mostly
unwritten - rules of primary Union law governing the choice of the correct
legal basis as meta-norms. The precise content of these rules is then analysed
in detail in section IV, in a two-step approach dealing successively with de-
termining the relevant legal basis for a given norm and with determining
the decision-making norm which is applicable to a given normative act.
The following section V examines a more specific issue, namely the dissocia-
tion between decision-making and empowerment norms, i. e. the issue of for-
mal legal bases. Section VI reverts to a cross-cutting yet procedural issue,
namely the constitutional relevance of the obligation to cite a Treaty provision
as the legal basis of a normative act.
* The author is Legal Adviser at the European Commission. The opinions expressed
are personal and do not necessarily reflect the view of the European Commission.
1 In the broad sense of the term, i. e. also covering the bodies, organs and agencies not
mentioned in Article 13(1) TEU.
2 Jurisprudence and doctrine concur that the choice of the appropriate legal basis is
of constitutional significance, cf. Opinion 2/00, EU:C:2001:664, para. 5; Kieran
St Clair Bradley, Powers and procedures in the EU constitution: Legal bases and the
Court, in: Paul Craig / GrAinne de Burca (ed.) The evolution of EU law, 2. ed., Oxford
2011, pp. 85-109.

RECHTSTHEORIE 50 (2019) 1

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