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GAO-01-1081R 1 (2001-09-14)

handle is hein.gao/gaocrptamuw0001 and id is 1 raw text is: 



  SGAO

        Accountability * Integrity * Reliability
United States General Accounting Office
Washington, DC 20548







          September 14, 2001

          The Honorable Christopher S. Bond
          Ranking Minority Member
          Committee on Small Business
          and Entrepreneurship
          United States Senate

          The Honorable Dave Weldon
          Chairman, Subcommittee on Civil Service
          and Agency Organization
          Committee on Government Reform
          House of Representatives

          Subject: Personnel Practices: Monetary Awards Provided to Political Appointees

          As part of its human capital management, the federal government administers an incentive
          awards program, consisting of monetary and nonmonetary (letters of appreciation, for
          example) awards, to recognize individual employees or groups of employees for especially
          significant performance and contributions that enhance government operations and
          programs. However, Congress has placed various prohibitions on cash awards to political
          appointees, in contrast to regular federal employees.' A 1994 law, for example, prohibits
          certain appointees, such as political appointees in Senior Executive Service (noncareer SES)
          and Schedule C positions, from receiving cash and time-off awards during presidential
          election periods for superior accomplishments.2 The law defines a presidential election
          period as beginning on June 1 of the election year and ending on the following January 20.
          Federal law also prohibits the payment of cash awards at any time to presidential appointees
          who are confirmed by the Senate and who are paid either under the Executive Schedule pay
          plan or occupy a position for which the compensation is set by reference to the Executive
          Schedule pay rates.3

          You asked us to monitor selected types of awards given to political appointees and provide
          information about two topics. One, you asked us to provide information on the number and
          types of monetary and time-off awards provided to political appointees during the period
          September 1, 1999, through April 30, 2001, and how that compared to awards provided to

          'As used in this report, political appointees are defined as those who obtained noncareer appointments
          to the Senior Executive Service (SES); limited term and limited emergency SES appointments; and
          presidential appointees, including executive-level appointees and noncareer ambassadors. We also
          included appointees serving under Schedule C appointments.
          25 U.S.C. 4508
          35 U.S.C. 4509


GAO-01-1081R Monetary Awards for Political Appointees

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