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RCED-99-258R 1 (1999-08-03)

handle is hein.gao/gaobacnea0001 and id is 1 raw text is: 


(3      O         United States
    N     )O      General Accounting Office
                  Washington, D.C. 20548

                  Resources, Community, and
                  Economic Development Division


                  B-283229


                  August 3, 1999


                  The Honorable F. James Sensenbrenner, Jr.
                  Chairman, Committee on Science
                  House of Representatives


                  Subject: Federal Research: Information on the Advanced Technology Program's Award
                           Selection

                   This report responds to your request concerning the Advanced Technology Program
                   (ATP), which is administered by the National Institute of Standards and Technology
                   within the Department of Commerce. ATP's mission is to stimulate U.S. economic
                   growth by developing high-risk and enabling technologies through industry-driven cost-
                   shared partnerships. ATP carries out competitions each year to select research and
                   development projects for support. The program's fiscal year 1999 budget is $203.5
                   million; the President's fiscal year 2000 budget request seeks $238.7 million.

                   A July 1997 Commerce Department report states that [p]roject proposals are carefully
                   scrutinized during the review process to ensure that ATP funding is in fact necessary.
                   The ATP frequently rejects projects when it concludes that the applicants could
                   probably find funding elsewhere or that a delay in [the project's] progress would not be
                   a serious national economic concern.1 In light of that report and recent changes to the
                   ATP Proposal Preparation Kit, you asked us to review whether ATP has used these
                   selection criteria in its funding decisions for proposals. Specifically, you asked us (1) to
                   describe how ATP determines that a delay in a project's progress would be a serious
                   national economic concern and (2) to identify the number of ATP applications that
                   have been rejected since July 1997 because a delay in progress would not be a serious
                   national economic concern or because the applicants could probably find funding
                   elsewhere.

                   Results in Brief

                   While ATP collects a great deal of economic information from applicants during the
                   proposal process, it does not specifically assess whether the nonselection of projects
                   would pose a serious national economic concern. Agency officials said that the issue
                   of a serious national economic concern influenced the development of the program and
                   remains a basis for the program. The selection process itself focuses on evaluating the

                   IStrengthening the Commerce Department's Advanced Technology Propram: An Action Plan, U.S. Department of
                   Commerce, Technology Administration (July 1997).


                                                         GAOJRCED-99-258R Advanced Technology Program

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