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Prerequisites  Must  Be Met


Rule  23(a)(1)

The proposed class must be so large that it
would beimpracticablefor all the class
members  to bejoined in a single proceeding.
There is not a strict numerical cutoff, but
courts have observed that a class of more
than 40 members  generally satisfies the
numerosity requirement.


Rule  23(a)(2)


*  There must bequestions of law or fact
   common  to the class.
N  Commonality  requires that the class
   members  have suffered the same injury
   and that there is at least one common
   question central to the claims.


Rule 23(a)(3)


*  Theclaims or defenses of the representative
   partiesmust betypical of the claims or
   defenses of the class.
*  This helps ensure that the class
   representatives' interests are aligned with
   the whole class by requiring sufficient
   similarity between the legal and factual
   bases of their claims.


   Rule  23(a)(4)

*  The named  plaintiff(s) must show that
   the representative parties will fairly and
   adequately protect the interests of the class!'
S  This rule focuses on potential conflicts of
   interest between the representative parties
   and the other class members, as well as on
   class counsel's competency and potential
   conflicts of interest.


   Must   Fall Into
AT   LEAST ONE
ofThese   Categories


E


E:


E-


Rule  23(b)() (
This  is the least common type of class action.
Rule 23(b)(1)(A): Permits class actions when separate lawsuits
would riskinconsistent or varying adjudicationsthat
impose incompatible standards of conduct for the party
opposing the class.
fr This encompasses situations when alegal requirementor
   practical necessity requires the party opposing the class to
   treat all class members alike, such that separate lawsuits
   could result in conflicting court orders governing the party's
   conduct toward class members.
Rule 23(b)(1)(B): Permits class actions when separate
lawsuits,as a practical matter, would be dispositive of the
interestsof absent class members orsubstantially impair or
impede  their ability to protect their interests.
0r An example is a lawsuitin which manyplaintiffs claim
   entitlement toproceeds from a limitedfund thatis not
   sufficient to cover all their claims.


Rule  23(b)(2)
Permits class actions whenthe party opposing the class
has acted or refused to act on grounds that apply generally
to the classand a single injunction or declaratory judgment*
would provide relief to all members of the class.
fr An example is a civilrights lawsuitseeking a court order
   to stop a defendant from engaging in class-based
   discrimination.


Rule  23(b)(3)

This  is the most  common type of class action.
Permits class actions whenquestions of law or fact common
to class members predominate over any questions affecting
only individual membersand when proceeding as a class
action is superior to other available methods for fairly and
efficiently adjudicating the controversy.
1  This category is used primarily in lawsuits seeking money
   damages. Unlike class actions under Rules 23(b)(1) and (2),
   class actions under Rule 23(b)(3) require notice of class
   certification to absent class members, and class members
   have the righ t to affirmatively opt out of the class action.

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