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Updated June 17, 2024

National Level Exercises: History, Authorities, and

Congressional Considerations
Every two years, the Federal Emergency Management
Agency (FEMA) conducts a National Level Exercise (NLE)
to evaluate the nation's progress toward preparedness for
catastrophic events. These exercises have multiple
components, and culminate in a large, full-scale exercise
with thousands of participants from multiple federal
agencies, state, local, tribal, and territorial (SLTT)
governments, industry partners, and nongovernmental
organizations. The next NLE, scheduled in 2024, is to test
the nation's ability to respond to a large hurricane on the
Hawaiian Islands. Furthermore, NLE 2024 is to include
cyberattacks in Guam further complicating supply chain
issues caused by the damage to Honolulu Harbor.
Istory and Author ities
In 1988, much federal attention was paid to the ability of
the nation to respond to and recover from emergencies and
major disasters. Congress passed the Robert T. Stafford
Disaster Relief and Emergency Assistance Act (P.L. 100-
707), and President Ronald Reagan issued Executive Order
12656, which established a national security emergency
exercise program and directed FEMA to coordinate the
planning, conduct, and evaluation of these activities. The
order did not mandate exercises of national scope or broad
participation by federal agencies.
In 1996, due to increasing concern about the proliferation of
weapons of mass destruction following the collapse of the
Soviet Union, Congress passed the Defense Against
Weapons of Mass Destruction Act of 1996 (P.L. 104-201).
The law directed the Secretary of Defense to develop and
carry out a program for testing and improving the responses
of Federal, State, and local agencies to emergencies
involving biological weapons and related materials and
emergencies involving chemical weapons and related
materials (50 U.S.C. §2315). It also mandated a five-year
series of annual exercises to be conducted in coordination
with the Secretary of Energy, the Director of the Federal
Bureau of Investigation, and the FEMA Administrator, as
well as state and local officials.
Congress further addressed the need for an exercise of
national scope in 1998. The Senate Committee on
Appropriations, noted that few of the top officials of
agencies have ever fully participated in ongoing
preparedness exercises, and directed that an exercise be
conducted in fiscal year 1999 with the participation of all
key personnel who would participate in the consequence
management of ... an actual terrorist event. The result was
the Top Officials (TOPOFF) exercise, the first of what
became a series of four full-scale exercises conducted
between 2000 and 2007. The series was held biennially to
assess the nation's crisis and consequence management

capacity under extraordinary conditions and leveraged
scenarios of national scope. Each exercise focused on
terrorist attacks with weapons of mass destruction. During
this time period, the September 11, 2001, attacks and
anthrax attacks amplified the need for domestic
preparedness. Congress passed the Homeland Security Act
of 2002 (P.L. 107-296) and assigned the responsibility for
exercises to various positions within the newly formed
Department of Homeland Security; no additional direction
was provided regarding the quantity, quality, or scope of
preparedness exercises. In 2003, President George W. Bush
issued Homeland Security Presidential Directive 8 (HSPD-
8) which directed the Secretary of Homeland Security to
develop a multi-year national homeland security
preparedness-related exercise plan and submit it to the
Homeland Security Council (HSC) for review and approval.
HSPD-8 did not provide additional guidance on the nature
or frequency of national level exercises.
Despite having had two TOPOFF exercises, federal
agencies and other government partners were considered
largely unprepared to respond to the catastrophic events of
Hurricane Katrina, as documented by S.Rept. 109-322. In
response, Congress passed the Post-Katrina Emergency
Management Reform Act in 2006 (P.L. 109-295) and
required the Administrator of FEMA to test and evaluate
the capability of federal, state, territorial, local, and tribal
governments to detect, disrupt, and prevent threatened or
actual catastrophic acts of terrorism, especially those
involving weapons of mass destruction ... and to test and
evaluate the readiness of Federal, State, territorial, local,
and tribal governments to respond and recover in a
coordinated and unified manner to catastrophic incidents
at least every two years. The law required tests and
evaluations of readiness for catastrophic incidents to assure
preparedness for major natural hazards as well as weapons
of mass destruction. It also shifted the focus of participation
from top federal officials to whole-of-nation stakeholders.
In 2009, TOPOFF exercises were renamed Tier 1 National
Level Exercises and continued under this name until 2012.
In 2011, President Barack Obama issued Presidential Policy
Directive 8 (PPD-8) to further clarify the federal
government's approach to preparedness. PPD-8 established
that the national preparedness system shall include
guidance for planning, organization, equipment, training,
and exercises to build and maintain domestic capabilities. It
shall provide an all-of-Nation approach for building and
sustaining a cycle of preparedness activities over time.
NLEs were renamed Capstone Exercises to represent
their placement in the broader scheme of federal and SLTT
exercises. In 2018, FEMA returned to the NLE naming
convention.

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