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December 20, 2021
National Forest System Planning: Legal Considerations

The United States Forest Service (FS) within the
Department of Agriculture administers the National Forest
System (NFS) and regulates activities on its 193 million
acres of land, including 154 national forests. FS undertakes
forest planning at the programmatic scale to establish a
strategic framework for forest management, which is then
implemented through various project-scale activities,
permits, leases and contracts. This In Focus discusses the
legal framework and decision-making processes for NFS
planning at the programmatic scale, in consultation with
federal agencies, state and tribal officials, and other
stakeholders.
Statutes Pertaining to Forest Planning
The Forest and Rangelands Renewable Resources Planning
Act (16 U.S.C. §§ 1601 et seq.), as amended by the
National Forest Management Act (NFMA; 16 U.S.C.
§ 1604) establishes substantive and procedural requirements
for NFS planning. The Multiple Use-Sustained Yield Act
(16 U.S.C. §§ 528 et seq.) sets forth the multiple uses for
the National Forest System, including outdoor recreation,
timber, range, wildlife and fish, watersheds, and wilderness.
Requirements related to forest planning are also found in
the Healthy Forests Restoration Act (HFRA; P.L. 108-148)
and Federal Land Policy and Management Act (43 U.S.C.
§§ 1701 et seq.; requiring agency and tribal coordination).
Requirements specific to Alaska, which contains more than
10% of NFS land, are found in the Alaska National Interest
Lands Conservation Act (16 U.S.C. §§ 3101 et seq.). In
concert, these authorities set the legal framework in which
FS implements the various goals, policies, and processes
that apply to the multiple-and sometimes competing-
uses of NFS lands. FS has implemented these statutes
through regulations including the planning rule (36 C.F.R.
part 219)---which following years of litigation now
routinely applies to new plans and amendments---and
guidance documents including FS Manual 1921 and
Handbook 1909.
Programmatic Decision Making
The FS makes land management decisions at both
programmatic and project levels. Programmatic scale
decisions are strategic forest management decisions
applicable to broad-scale geographic areas such as aforest
unit (for example, an entire National Forest) or at the
landscape- and watershed-scale.
A key FS planning document is a 15-year land use
framework known as a forest plan. Under NFMA, the forest
plan governs the various areas, activities, and projects that
may take place within a forest unit. Each forest plan
contains a set of objectives related to the desired forest
condition as well as binding standards and guidelines that
provide the technical specifications and rules for projects,

as well as additional guidance. For example, multiple forest
plans in the northwest incorporate regional standards and
guidelines for the management of Northern Spotted Owl
habitat.
NFMA sets out procedural requirements for creating or
amending a forest plan. Key steps include forming an
interdisciplinary team to prepare the plan, consulting about
potential environmental impacts, issuing a draft, and
receiving public comments. Forest plans must be updated
every 15 years unless exempted by Congress and may be
amended (pursuant to applicable requirements) at any time.
Project-level decisions, such as commercial timber harvest,
must then be consistent with the forest plan in effect.
Forest plans also establish different use requirements or
zoning for various parts of the plan's overall geographic
area. Those requirements are evaluated and chosen in part
based on their suitability for promoting specific plan
objectives such as identification of potential roads or
roadless areas, species habitat protections, and timber
production.
FS conducts planning in accordance with the procedural
requirements of the Administrative Procedure Act (APA; 5
U.S.C. § 551 et seq.). In addition, the National
Environmental Policy Act (NEPA; 42 U.S.C. §§ 4321 et
seq.) and the Endangered Species Act (ESA; 16 U.S.C. §§
1531 et seq.) apply to the planning process and often play a
substantial role. Unless exempted by a specific federal law,
if a forest plan or amendment could significantly affect the
environment, NEPA requires FS to consider environmental
impacts. This consideration typically requires FS to
evaluate alternatives, consult with relevant agencies, allow
public comment, and publish a detailed environmental
impact statement. Under the ESA, FS generally must
engage in inter-agency consultations to ensure the action
does not jeopardize listed species or adversely modify
critical habitat.
Forest Planning in the Courts
Federal courts have often had the opportunity to consider
the interpretation and implementation of federal forest plans
and planning processes, particularly in the Ninth and Tenth
Circuits. Lawsuits that challenge only a forest plan decision
are relatively rare. More commonly, a challenge to a
project-level decision may include plan-scale concerns
about new information or conditions not initially
contemplated in the underlying plan, which may be more
than a decade old.
NFMA does not provide an independent mechanism for
judicial review, so challenges to forest plans are typically
brought pursuant to the APA, under which courts consider

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