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Updated June 16, 2021

Army Corps of Engineers: Continuing Authorities Programs

The U.S. Army Corps of Engineers (USACE) undertakes
water res ource development projects pursuant to
authorizing statutes and thereceiptof appropriations. The
standard process for a USACE project requires two separate
congressional authorizations-one for studying feasibility
and a subsequent one for construction-as well as
appropriations forboth (see CRS Report R45185, Army
Corps ofEngineers: WaterResource Authorization and
Project Delivery Processes). Additionally, Congress has
granted USACEprogrammatic authorities to undertake
cost-shared projects of limited s cope and cost without
requiring project-specific congressional authorization.
These programmatic USACE authorities are referred to as
Continuing Authorities Programs (CAPs). Congress has
consistently funded USACECAPs above the President's
requestsince FY2013.
Types of CAP Projects
Since FY2012, Congress has appropriated funding for CAP
programs, not individual CAP projects. USACEidentifies
which CAP projects it will perform using the CAP
program's appropriations. Purposes of CAP projects may
include reducing damage to life and property fromflooding,
reducing erosion in certain circumstances, andprotecting
and restoring aquatic ecosystems, among others (see Table
1). CAPs typically are referred to by the section number of
the law in which the CAP was first authorized.
Requesting a CAP Project
To initiate a CAP project, a nonfederal sponsor (e.g., a local
government or nonprofit entity with local government
consent) sends a letter to the appropriate USACEdistrict
describing the water resource problemand requesting
as sistance with a project. (Templates for letters are
generally available at USACEdistrict websites.) USACE
determines if there is federalinterest to proceed with the
requested project andif the project fits under a CAP
authority.
Project Process: Feasibility and Construction
CAP projects consist of a feasibility phase and a design and
implementation phase. The purposes of the feasibility phase
include determining whether there is a federal interest in the
project (e.g., identifying costs and benefits) and identifying
the preferred project alternative. The feasibility phase
involves planning activities, such as development of
alternative plans to achieve project goals, initial design and
cost estimations, environmentalimpact analyses, and real
estate evaluation. For CAP projects, the design and
implementation phase can immediately follow the
feasibility phase (i.e., without project-specific congressional
authorization), subject to the availability of appropriations.

The design and implementation phase includes the final
design and specifications, real estate acquisition, and
project contracting and physical construction. The
nonfederal sponsor and USACE sign a project partnership
agreement prior to construction. Upon construction
completion, USACEtrans fers the project to the sponsor,
which is responsible for operations, maintenance, and most
repairs and rehabilitation (except for commercialnavigation
pursuant to Section 107 CAP, which allows for USACE
operations and maintenance). According to USACE,
pending funding, CAP projects generally take three years
from feas ibility phase initiation to construction completion.
Table I. Selected Continuing Authorities Programs
CAP          Eligible Activities      Authority
§14        Streambank erosion and     33 U.S.C. §701 r
shoreline protection of
public works and nonprofit
services
§103        Beach erosion control     33 U.S.C. §426g
§107        Navigation improvement    33 U.S.C. §577
§1 1 1      Prevention/mitigation of  33 U.S.C. §426i
shore damage by federal
navigation projects
§204        Regional sediment         33 U.S.C. §2326
management/beneficial use
of dredged material
§205        Flood control (including ice  33 U.S.C. §70 Is
jam prevention)
§206       Aquatic ecosystem          33 U.S.C. §2330
restoration
§208        Removal of obstructions   33 U.S.C. §701g
and clearing channels for
flood control
§11 35      Project modifications for  33 U.S.C. §2309a
improvement of the
environ ment
Source: Congressional Research Service (CRS).
Nonfederal Responsibilities
The CAP authorities, similar to the standard USACE
project authorities, require a nonfederal sponsor to share
project feasibility and construction costs and other
responsibilities, including obtaining realestate interests.
Federal funds pay for the first $100,000 of the feasibility
phase, with additional feasibility costs generally shared
50% federal and 50% nonfederal. Cost sharing for
constructionvaries according to CAP authorities, as shown

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