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                                                                                                  January 18, 2018

Medical Product Innovation and Regulation: Benefits vs. Risks


Prior to marketing in the United States, medical products
are reviewed for safety and effectiveness by the Food and
Drug Administration (FDA). Medical products regulated by
FDA include prescription drugs, medical devices, and
biologics. During the premarket review process, FDA
balances the benefits that patients may receive from using
the product against the harms or risks that some patients
may experience.


Congressional action to regulate medical products has often
been in reaction to harm caused by an under regulated
medical product. The Biologics Control Act of 1902 was
the first attempt to regulate a pharmaceutical product at the
national level. It was also the first premarket approval
statute, in contrast to a retrospective postmarket product
evaluation. The Biologics Control Act was passed in
response to deaths, many in children, from tetanus
contamination of smallpox vaccine and diphtheria antitoxin.
The act focused on the manufacturing process and required
that facilities be inspected before a federal license was
issued to market a biological product.

The regulation of drugs began with the 1906 Food and
Drugs Act. The 1906 law did not involve any type of
premarket control over new drugs to ensure safety and did
not include inspections or any other regulation of
manufacturing facilities. The law focused on the drug label,
which could not be false or misleading, and required that
the presence and amount of certain dangerous ingredients
(such as alcohol, heroin, and cocaine) must be listed.

Responding to another safety incident, in 1938 Congress
replaced the Food and Drugs Act with the Federal Food,
Drug, and Cosmetic Act (FFDCA). To make the taste of a
new sulfa drug more appealing to pediatric patients, a drug
company added a solvent to its product, Elixir
Sulfanilamide. The solvent in the untested product was
highly toxic and caused the death of over 100 people,
including many children. The FFDCA required that drug
manufacturers submit, prior to marketing, a new drug
application (NDA) demonstrating, among other things, that
the product was safe. The FFDCA also included some
controls over manufacturing establishments.

In 1962, Congress passed the Kefauver-Harris Drug
Amendments to the FFDCA in reaction to the birth defects
and deaths associated with the use of thalidomide by
pregnant women in Europe. The 1962 law increased drug
safety provisions and required that manufacturers provide
evidence of drug effectiveness.

The Medical Device Amendments of 1976 was the first
major legislation enacted to address the review of medical
devices. The law was passed following the deaths of 17


women and the injury of thousands associated with the use
of the Dalkon Shield, a contraceptive intrauterine device.

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Following the 1962 Kefauver-Harris Drug Amendments,
early access (compassionate use) programs allowed some
patients to use drugs that were still under investigation;
FDA published a rule regarding such access to cancer drugs
in 1979. In 1987, FDA formalized the steps to obtain an
investigational drug outside a clinical trial (treatment IND,
later codified by Congress). FDA established a policy in the
early 1990s to allow access to HIV/AIDS drugs for patients
unable to enroll in a clinical trial (parallel track).

FDA also created mechanisms to speed drug development
and review. Priority review was begun by FDA in 1974 and
modified by the agency in 1987 and 1992; it directs
attention and resources to drugs that offer a treatment
advance. FDA launched fast track in 1988 to expedite the
development, evaluation, and marketing of new therapies
by allowing, for certain serious and life-threatening
conditions, FDA review to begin before clinical trials are
completed. FDA created the accelerated approval pathway
in 1992 for serious or life-threatening diseases that lack
effective treatment. It allows use of a surrogate endpoint,
via a biomarker test, to predict likely patient improvement
from a new treatment, rather than a clinical endpoint
(symptom or death) that shows actual improvement in how
a patient feels or length of life. A January 2017 FDA report
states, however, that most biomarkers have not been shown
to reliably predict clinical outcomes due to the complexity
of diseases and therapies.

Despite the use of these faster review mechanisms, industry
and patient groups continued to press Congress for a more
rapid drug review process. The Prescription Drug User Fee
Act of 1992 (PDUFA, P.L. 102-571) gave FDA authority to
collect fees from the pharmaceutical industry and to use the
revenue to support the drug review process by hiring
additional personnel to evaluate NDAs. Medical device user
fees were added 10 years later by the Medical Device User
Fee and Modernization Act of 2002 (P.L. 107-250).

Congress has addressed FDA user fee reauthorization in
five-year increments and often amends FDA regulatory
authorities at the same time. For example, Congress
codified priority review in PDUFA, fast track in the Food
and Drug Administration Modernization Act of 1997 (P.L.
105-115), and accelerated approval in the Food and Drug
Administration Safety and Innovation Act of 2012
(FDASIA, P.L. 112-144). Congress itself created the
breakthrough drug category, another expedited review
program added in FDASIA. However, studies have found
that the term breakthrough drug is potentially misleading.
The term is often misinterpreted by patients and physicians


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