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December 7, 2017


Levee Safety and Risk: Status and Considerations


Levees can reduce or exacerbate flood risk. Prior to
Hurricane Katrina in 2005, there was little public attention
to the safety of the nation's levees. The failure of
floodwalls (which were designed and constructed by the
U.S. Army Corps of Engineers, or USACE) and breaching
of levees in and around New Orleans contributed to
significant loss of life and economic damage. The events of
2005 led to the enactment of legislation and ongoing efforts
to inventory, inspect, and assess U.S. levees. Although
these efforts have improved understanding of levee safety,
significant data gaps remain for many levees in the United
States, and many measures to correct identified safety
concerns remain uncompleted. Recent floods and dam
safety concerns (e.g., Oroville Dam in California) have
increased interest in flood risk among policymakers,
including those concerned about federal disaster response
and recovery spending. This In Focus covers the evolution
of efforts to inventory U.S. levees and assess their risks,
and policy considerations for decisionmakers.

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Levees (i.e., engineered earthen embankments), engineered
coastal dunes and berms, and floodwalls (which are
constructed of metal or reinforced concrete) are built to
reduce flood losses. Herein these structures are collectively
referred to as levees. Risk associated with levees is a
function of the hazard (e.g., level and duration of
floodwaters), the performance of the levee (both prior to
overtopping and after being overtopped), and the potential
consequences (i.e., what is exposed to loss, damage, and
disruption). Some risk, referred to as residual risk, remains
behind a levee. Larger flood events can overwhelm levees;
also, levees that are poorly designed, constructed, or
maintained can fail. Figure 1 illustrates the components of
levee risk and some levee performance concerns.

Many of the nation's early levees were privately
constructed to protect agricultural lands and rural
communities. As early as 1917 and regularly thereafter,
Congress authorized and funded USACE to construct
numerous flood control projects that included levees; the
agency continues to own, operate, and maintain some early
USACE-constructed levees. Since the late 1980s, USACE-
built levees are cost-shared 65% federal and 35%
nonfederal during construction, and then transferred to


nonfederal entities (e.g., municipalities, water utilities,
levee districts) for operation, maintenance, repair, and
rehabilitation. Other federal agencies also have constructed
levees for their own missions (e.g., International Boundary
and Water Commission) or assisted in the construction of
levees that are now operated by nonfederal entities (e.g.,
U.S. Department of Agriculture). Since its establishment in
1968, the National Flood Insurance Program (NFIP) has
encouraged levee construction, operation, and maintenance;
this encouragement results from the elimination of flood
insurance purchase requirements and reduced premiums for
structures that are mapped as removed from the 100-year
floodplain due to the levee's protection. The Federal
Emergency Management Agency (FEMA) is responsible
for accrediting levees to appear on NFIP insurance rate
maps (for more on NFIP, see CRS Report R44593,
Introduction to the National Flood Insurance Program
(NFIP), by Diane P. Horn and Jared T. Brown).

There may be as many as 100,000 miles of levees in the
United States. Nonfederal or private entities are responsible
for maintaining most existing levees and often have few if
any local or state requirements to satisfy regarding levee
design and safety. Federal agencies are responsible for
maintaining their own levees in good condition. USACE
owns and maintains 4,200 miles of levees, and it also
regularly inspects 8,200 miles of levees that participate in
its Rehabilitation and Inspection Program (RIP). If the RIP-
participating nonfederal levee owner has maintained the
levee in good condition, USACE uses RIP to repair levees
damaged from a flood or other natural event at a federal
cost share of 80% to 100%.


In 2005, when Hurricane Katrina focused public attention
on levee safety, there was no effort for levees equivalent to
the National Inventory on Dams or the National Dam
Safety Program. (See CRS In Focus IF10606, Dam Safety:
Federal Programs and Authorities, by Charles V. Stern et
al.) Through P.L. 110-114, in 2007 Congress charged the
USACE with developing a National Levee Database
(NLD). The NLD is a partial inventory of U.S. levees; it
currently covers 29,000 miles of levees (see Figure 2).
Nonfederal levee data are provided voluntarily.


Figure I. Illustration of Levee Risk ComDonents and Levee Performance Concerns


Source: CRS, adapted from Zina Deretsky, National Science Foundation, and USACE, Risk Assessment for Flood Risk Management Studies, 2017.


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