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1 [1] (March 23, 2015)

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                                                                                                  March 23, 2015

Educational Accountability and Reauthorization of the ESEA


Federal policies aiming to improve the effectiveness of
schools have historically focused on inputs, such as
supporting class-size reduction and compensatory programs
or services for disadvantaged students. Over the last two
decades, however, interest in developing federal policies
that focus on student outcomes has increased. The No Child
Left Behind Act of 2001 (NCLB; P.L. 107-110), which
comprehensively reauthorized the Elementary and
Secondary Education Act (ESEA), included several such
provisions. NCLB marked a dramatic expansion of the
federal role in supporting standards-based instruction and
test-based accountability.

The 114th Congress is actively considering legislation that
would reauthorize the ESEA. One of the most complex
issues that Congress is considering during the
reauthorization process is how, if at all, to modify existing
accountability requirements and what the federal role in
educational accountability should be.



Requirements related to reading and mathematics standards
and assessments were first included in Title I-A of the
ESEA through amendments made by the Improving
America's Schools Act (IASA; P.L. 103-382) of 1994. The
NCLB expanded on these Title I-A provisions to require
annual testing in several grades, include science as a tested
subject, require accountability for subgroup performance,
and add specific performance targets and consequences
when targets are not met. Title I-A authorizes federal grants
to local educational agencies (LEAs) and is the largest
source of federal support for public elementary and
secondary education.

The NCLB requires states participating in Title I-A to
develop and adopt standards and assessments in
mathematics and reading each year in grades 3-8 and once
in high school, and in science once in grades 3-5, 6-9, and
10-12. The 17 required annual assessments must be aligned
with the state's academic content and achievement
standards and include at least three levels of performance
(advanced, proficient, and basic). These standards
generally apply to all students. State accountability plans
were required to incorporate concrete movement toward
meeting an ultimate goal of all students reaching a
proficient or higher level of achievement in reading and
mathematics by the end of the 2013-2014 school year.

Under NCLB provisions, performance on assessments is
one indicator used to determine whether schools and LEAs
are making adequate yearly progress (AYP) toward
meeting performance standards. The AYP requirements
identify schools and LEAs where performance is


inadequate so that these inadequacies may be addressed.
AYP standards under the NCLB must be applied to all
public schools, LEAs, and states that receive Title I-A
grants. However, consequences for failing to meet AYP
standards for two consecutive years or more need only be
applied to schools and LEAs participating in Title I-A.

Schools or LEAs meet AYP standards only if they meet the
required threshold levels of performance on all indicators
for the all students group and any subgroup for which
data are disaggregated. When Title I-A schools do not make
AYP for two or more consecutive years, they become
subject to a range of increasingly severe performance-based
accountability requirements.


Since the ESEA was last comprehensively reauthorized by
NCLB, recent developments have taken place that possibly
played a role in changes made to state accountability
systems: (1) the development and release of the Common
Core State Standards (CCSS); (2) the Race to the Top
(RTT) State Grant competition and RTT Assessment Grant
competition; and (3) the ESEA flexibility package provided
by the Department of Education (ED) to states with
approved applications.

Under the provisions of the ESEA, states have had the
flexibility to select their own standards and assessments.
This flexibility has led to the development of different
accountability systems in each state. Concerns related to the
diversity of accountability systems and consistent
expectations for students, among other issues, spurred a
movement led by the National Governors Association and
the Council of Chief State School Officers to develop the
CCSS. State adoption of the CCSS is voluntary.

While the federal government did not have a role in
developing the CCSS, the Administration has incentivized
the adoption and implementation of the standards through
RTT Grants, and the ESEA flexibility package. It is not
possible to assess how many states would have adopted the
CCSS in the absence of these incentives.

RTT Grants were initially authorized under the State Fiscal
Stabilization Fund (SFSF) included in the American
Recovery and Reinvestment Act (ARRA; P.L. 111-5).
Under the RTT State Grant program, grantees agreed to
implement reforms, including enhancing standards and
assessments. ED specified that participating states had to
adopt internationally-benchmarked standards and
assessments that prepare students for success in college and
the workplace. While they were still under development at
the time the RTT State Grant competition was announced,
the CCSS was one set of standards that states could use to
meet this requirement. States were also evaluated on the


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