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                                                                                                     March 5, 2020

The Election Infrastructure Subsector: Development and

Challenges


In January 2017, in accordance with Presidential Policy
Directive 21 (PPD-21), the Department of Homeland
Security (DHS) designated the systems and assets used in
elections as the Election Infrastructure Subsector (EIS) of
the Government Facilities critical infrastructure sector.
DHS defines critical infrastructure as the physical and
cyber systems and assets that are so vital to the United
States that their incapacity or destruction would have a
debilitating impact on our physical or economic security or
public health or safety.

The critical infrastructure designation was intended to help
address some of the obstacles election stakeholders faced in
responding to foreign interference in the 2016 elections,
such as a lack of timely information sharing about threats to
election systems. It gave DHS a new role in election
security, authorizing it to help coordinate among and
prioritize assistance to election security stakeholders.

This In Focus provides an overview of the EIS. It describes
the formation and development of the subsector and some
of the ongoing challenges it faces.


DHS established the EIS under an existing policy
framework for critical infrastructure security that was first
outlined during the Clinton Administration. Current critical
infrastructure security guidance derives from the most
recent iteration of that framework, PPD-21, published in
2013. PPD-21 designated 16 critical infrastructure sectors,
directing DHS to coordinate security collaboration among
public and private stakeholders and prioritize provision of
its support services to those stakeholders.

Primary coordination mechanisms for each sector include
Government Coordinating Councils (GCCs), which consist
of relevant federal agencies and other public sector
stakeholders, and Sector Coordinating Councils (SCCs),
which consist primarily of private sector stakeholders.
These coordinating councils may also support
independently organized Information Sharing and Analysis
Centers (ISACs) to help identify and address threats to
infrastructure in the sector they represent.

According to DHS, election infrastructure includes both
elections -related information and communications
technology, such as voter registration databases and voting
machines, and physical infrastructure, such as polling
places and elections storage facilities. DHS's Cybersecurity
and Infrastructure Security Agency (CISA) serves as the
lead federal agency for the EIS.


DHS and its federal, state, and local partners chartered the
EIS GCC in October 2017, and private sector partners
chartered the EIS SCC in February 2018. The EIS GCC
created the Elections Infrastructure (EI) ISAC in 2018 to
provide state, local, tribal, and territorial (SLTT) officials
with services such as 24-hour threat monitoring, readiness
exercises, and assistance with incident response. The same
year, the EIS SCC and the industry-focused Information
Technology (IT) ISAC established an Elections Industry
Special Interest Group (EI-SIG). The EI-SIG focuses on the
needs of elections industry companies, providing them with
a platform to engage with other members of the IT sector
and exchange information on common threats.


The federal critical infrastructure security framework relies
on voluntary participation and community-wide
contributions to increase risk awareness and security.
Observers have offered mixed assessments of the overall
effectiveness of the voluntary collaboration framework, but
they have generally found that critical infrastructure sectors
become more effective as they increase active membership,
pool resources, and find ways to more efficiently generate
and share security-related information.

When DHS first designated election systems as critical
infrastructure, it lacked experience with election
administration practices or well-developed relationships
with the SLTT officials who administer elections.
Furthermore, officials from the National Association of
Secretaries of State and the Election Assistance
Commission-the federal agency with the most experience
working with SLTT election officials-objected to the
critical infrastructure designation as agency overreach.

However, observers have indicated that relations between
DHS and federal, state, and local partners have since
improved and that the EIS has made progress in the areas of
active membership growth, resource pooling, and
information sharing listed above. For example, as of
February 2020, the EI-ISAC has nearly 2,500 members,
including many SLTT election authorities. As such, the El-
ISAC was the fastest growing of the existing ISACs,
according to DHS.

By design, the value of the services the EI-ISAC provides
increases with the network of stakeholders that use them.
For example, the EI-ISAC uses analysis of network traffic
on SLTT government systems to help develop cyber threat
signatures, so its ability to identify malicious network
activity increases as more SLTT authorities share network
data. Since 2018, the EI-ISAC has expanded deployment of
intrusion detection sensors known as Albert sensors-to


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