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Congressional Research Service
Informing the legislative debate since 1914


                                                                                                    July 27, 2018

Defense Primer: Under Secretary of Defense for Research and

Engineering


Advances in science and technology have long played a
critical role in ensuring the technological preeminence of
the United States military. For this reason, the Department
of Defense (DOD) is the largest funder of federal research
and development. The Under Secretary of Defense for
Research and Engineering (USD (R&E))  is a civilian
official reporting directly to the Secretary of Defense. The
USD  (R&E)  serves as the principal advisor to the Secretary
of Defense for DOD research, engineering, and technology
development activities and programs.

Over the last several years, policymakers and others have
expressed concern that the long-held technological edge of
the U.S. military is eroding due, in part, to the proliferation
of technologies outside the defense sector, organizational
and cultural barriers to DOD effectively incorporating and
exploiting commercial innovations, and insufficient
engagement  with leading-edge companies that have not
historically been a part of the DOD innovation system. The
establishment of the USD (R&E) as the fourth highest
ranking DOD  official-behind the Secretary, Deputy
Secretary, and Chief Management Officer-was intended to
promote faster innovation and to reduce risk-intolerance in
the pursuit of new technologies.

Origin   of  the  USD (R&E) Position
Leadership for DOD research, engineering, and technology
development activities and functions within the Office of
the Secretary of Defense (OSD) has been realigned multiple
times over the course of DOD's history. For example, there
was a USD  (R&E) from  1977 to 1986. Reestablishment of
the position of the USD (R&E) in 2016 through the
National Defense Authorization Act for Fiscal Year 2017
(FY2017  NDAA,  P.L. 114-328) represents the most recent
realignment.

Specifically, P.L. 114-328 eliminated the position of the
Under Secretary of Defense for Acquisition, Technology,
and Logistics (USD (AT&L))  and established the positions
of USD  (R&E), the Under Secretary of Defense for
Acquisition and Sustainment (USD (A&S)), and chief
management  officer effective February 1, 2018.

In reestablishing the position of USD (R&E) the Senate
Armed  Services Committee stated (S.Rept. 114-255):

    The committee  expects that just as previous USD
    (R&E)   incumbents  led the  so-called Second
    Offset strategy, which successfully enabled the
    United States to leap ahead of the Soviet Union in
    terms of military technology, the new USD (R&E)
    would be tasked with driving the key technologies
    that must encompass what defense leaders are now


    calling a Third Offset strategy: cyber and space
    capabilities, unmanned systems, directed energy,
    undersea warfare, hypersonics, and robotics, among
    others.

Roles   and   Responsibilities of the USD

The FY2017  NDAA   outlines the powers and duties of the
USD  (R&E)  to include:
*  serving as the chief technology officer of DOD with the
   mission of advancing technology and innovation for the
   military services and DOD;
*  establishing policies on, and supervising and
   coordinating DOD's research and engineering,
   technology development, technology transition,
   prototyping, experimentation, and developmental testing
   activities and programs, including through the allocation
   of resources for defense research and engineering; and
*  serving as the principal advisor to the Secretary of
   Defense on all research, engineering, and technology
   development activities and programs in DOD.

Furthermore, in the conference report (H.Rept. 114-840) for
the FY2017 NDAA,   the conferees stated their expectation
that the USD (R&E) would take risks, press the
technology envelope, test and experiment, and have the
latitude to fail, as appropriate.

On December  11, 2017, President Trump nominated
Michael D. Griffin to be the USD (R&E). His nomination
was confirmed by the Senate on February 15, 2018.

Office   of the  USD (R E)
As required by P.L. 114-328, DOD submitted a report to
Congress proposing an organizational and management
structure for the office of the USD (R&E) (OUSD (R&E)).
According to the 2017 report, the OUSD (R&E) is to be
organized around three major components:

*  A Strategic Intelligence Analysis Cell focused on
   understanding the capabilities and vulnerabilities of
   potential adversaries, assessing U.S. capabilities,
   tracking global technology trends, assessing emerging
   threats, and identifying potential opportunities that
   warrant action and merit investment.
*  An Assistant Secretary of Defense (ASD) for Research
   and Technology responsible for setting the strategic
   technical direction and investment strategy for DOD to
   ensure technical dominance on the battlefield,
   integrating DOD's laboratory infrastructure, and


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