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' Congressional Research Service
     Inforgthe Iegisative debate since 1914


February 21, 2018


Defense Primer: Under Secretary of Defense for Research and

Engineering


Advances in science and technology have long played a
critical role in ensuring the technological preeminence of
the United States military. For this reason, the Department
of Defense (DOD) is the largest funder of federal research
and development. The Under Secretary of Defense for
Research and Engineering (USD(R&E)) is a civilian
official reporting directly to the Secretary of Defense. The
USD(R&E) serves as the principal advisor to the Secretary
of Defense for DOD research, engineering, and technology
development activities and programs.

Over the last several years, policymakers and others have
expressed concern that the long-held technological edge of
the U.S. military is eroding due, in part, to the proliferation
of technologies outside the defense sector, organizational
and cultural barriers to DOD effectively incorporating and
exploiting commercial innovations, and DOD engagement
with leading-edge companies that are not historically a part
of the DOD innovation system. The establishment of the
USD(R&E) as the fourth highest ranking DOD official-
behind the Secretary, Deputy Secretary, and Chief
Management Officer-was intended to promote faster
innovation and to reduce risk-intolerance in the pursuit of
new technologies.

Origin of the USD(R&E) Position
Leadership for DOD research, engineering, and technology
development activities and functions within the Office of
the Secretary of Defense (OSD) has been realigned multiple
times over the course of DOD's history. For example, there
was a USD(R&E) from 1977 to 1986. Reestablishment of
the position of the USD(R&E) in 2016 through the National
Defense Authorization Act for Fiscal Year 2017 (FY2017
NDAA, P.L. 114-328) represents the most recent
realignment.

Specifically, P.L. 114-328 eliminated the position of the
Under Secretary of Defense for Acquisition, Technology,
and Logistics (USD(AT&L)) and established the positions
of USD(R&E), the Under Secretary of Defense for
Acquisition and Sustainment (USD(A&S)), and chief
management officer effective February 1, 2018.

In reestablishing the position of USD(R&E) the Senate
Armed Services Committee stated (S.Rept. 114-255):

    The committee expects that just as previous
    USD(R&E) incumbents led the so-called Second
    Offset strategy, which successfully enabled the
    United States to leap ahead of the Soviet Union in
    terms of military technology, the new USD(R&E)
    would be tasked with driving the key technologies
    that must encompass what defense leaders are now


    calling a Third Offset strategy: cyber and space
    capabilities, unmanned systems, directed energy,
    undersea warfare, hypersonics, and  robotics,
    among others.

Roles and Responsibilities of the
USD(R&E)
The FY2017 NDAA (P.L. 114-328) outlines the powers and
duties of the USD(R&E) to include:

* serving as the chief technology officer of DOD with the
   mission of advancing technology and innovation for the
   military services and DOD;

* establishing policy, priorities, and providing oversight
   for DOD's research and engineering, technology
   development, technology transition, prototyping,
   experimentation, and developmental testing activities
   and programs, including through the allocation of
   resources; and

* serving as the principal advisor to the Secretary of
   Defense on all research, engineering, and technology
   development activities and programs in DOD.

Furthermore, in the conference report (H.Rept. 114-840) for
the FY2017 NDAA (P.L. 114-328), the conferees stated
their expectation that the USD(R&E) would take risks,
press the technology envelope, test and experiment, and
have the latitude to fail, as appropriate.

On December 11, 2017, President Trump nominated
Michael D. Griffin to be the USD(R&E). Dr. Griffin's
nomination was confirmed by the Senate on February 15,
2018.

Proposed Organizational and
Management Structure of the USD(R&E)
The FY2017 NDAA (P.L. 114-328) required DOD to
submit a report to Congress proposing an organizational
and management structure for the USD(R&E). According
to the 2017 DOD report, the office of the USD(R&E) is
envisioned to be a lean organization staffed by subject
matter experts that will be organized around three maj or
components:

   A Strategic Intelligence Analysis Cell focused on
   understanding the capabilities and vulnerabilities of
   potential adversaries, assessing U.S. capabilities,
   tracking global technology trends, assessing emerging
   threats, and identifying potential opportunities that
   warrant action and merit investment.


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