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   *'    Congressional Research Service
~Informing the legislative debate since 1914


February 23, 2017


Dam Safety: Federal Programs and Authorities


According to the National Inventory of Dams (NID), there
are more than 90,000 dams in the United States. Of these,
about 4% are owned and operated by the federal
government; the remaining 96% are owned by state and
local governments, public utilities, or private companies
(see Figure 1). Many of these dams were built more than
50 years ago. Recent events-including the evacuation of
thousands of people in California due to structural
deficiencies of the emergency spillway at Oroville Dam (a
state-owned dam)-have led to increased attention on the
condition of dams and the federal role in dam safety. This
document discusses the U.S. dam inventory, safety repair
estimates, federal dam safety efforts, and related issues for
Congress.

Figure I. Dam Ownership in the United States

                      Other  Federal State
                      1%      45/   7%






                                                4%



Source: National Inventory of Dams, 2017.

Inventory and Repair Estimates
The NID, maintained by the Army Corps of Engineers
(Corps), catalogs information from 50 states, Puerto Rico,
and federal agencies on most of the nation's substantial
dams. Of the dams in the NID, about 17% (15,498) are
classified as high hazard (i.e., the loss of at least one life is
likely if the dam fails). The overall number of high-hazard
dams has increased in the past decade, as has the number of
dams in need of repair. In 2015, the NID listed about 1,780
state-regulated, high-hazard facilities with structural ratings
of poor or unsatisfactory, meaning they were in need of
remediation (see Figure 2).

The Association of State Dam Safety Officials (ASDSO)
estimates that state-regulated, high-hazard dams have repair
needs of approximately $18.7 billion (overall needs for
state-regulated dams are estimated at $60.7 billion). It is
more difficult to track repair needs at nonfederal facilities
with no reporting, and there is no comparable aggregate
reporting on federal dam safety repair needs.


Figure 2. State-Regulated High-Hazard Dams


I Remediation Identified
  but not Completed
M Remediation
  Completed
* No Remediation
  Necessary


       0   2,000 4,000 6,000  8,000 10,000 12,000 14,000
                      Number of Daym
Source: CRS, using ASDSO and NID data.

What Is the Federal Role?
The federal dam safety approach can be divided into three
categories: (1) support for state dam safety efforts; (2)
support for federal dams; and (3) support for certain
nonfederal dams.

Support for State Dam Safety
U.S. states (except Alabama) regulate dam safety for
nonfederal dams. The owners of those dams are generally
responsible for investing in the safety, rehabilitation, and
repair of their dams; selected states provide a limited
amount of assistance for these activities.

The main source of federal support is the National Dam
Safety Program (NDSP), operated by the Federal
Emergency Management Agency (FEMA). NDSP's
primary aim is support for state dam safety agencies. NDSP
activities include providing dam safety information
resources and training, facilitating information exchanges,
and supporting state dam safety programs with grant
assistance. NDSP is supported by the National Dam Safety
Review Board. The board consists of federal and state
members, and it advises FEMA's administrator on national
dam safety policy. Separately, the Interagency Committee
on Dam Safety-chaired by FEMA and consisting of
multiple federal agency members-serves as a forum for
coordination of federal efforts to promote dam safety.

Another federal agency involved in safety measures for
state and nonfederal dams is the Federal Energy Regulatory
Commission (FERC), which issues licenses and preliminary
permits for most nonfederal hydroelectric projects. These
projects often include a dam whereby FERC officials
review and inspect the dam regularly for safety reasons,
among other things. Additionally, FERC has a dam safety


2004


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