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1 1 (August 21, 2008)

handle is hein.crs/crsaaju0001 and id is 1 raw text is: Order Code 97-488
Updated August 21, 2008
Clean Water Act Section 401:
Background and Issues
Claudia Copeland
Specialist in Resources and Environmental Policy
Resources, Science, and Industry Division
Summary
Section 401 of the Clean Water Act requires that an applicant for a federal license
or permit provide a certification that any discharges from the facility will comply with
the act, including water quality standard requirements. Disputes have arisen over the
states' exercise of this authority in protecting water quality. For the most part, the
debate over the Section 401 certification issue has been between states and hydropower
interests. A 1994 Supreme Court decision which upheld the states' authority in this area
dismayed development and hydropower interest groups. The Court revisited these
issues in a 2006 ruling that unanimously upheld the authority of states to condition
hydropower licenses by exercising Section 401. The dispute between states and industry
groups about Section 401 authority has been a legislative issue on several occasions, but
Congress has not modified the provision's scope. In addition, there has been interest in
clarifying whether Section 401 certification applies to nonpoint source discharges, such
as rainfall runoff, as well as point source discharges from pipes or ditches. This
question was raised in a lawsuit in Oregon, where a federal court ruled that Section 401
does not apply to nonpoint source discharges. Still, some interests continue to favor a
broad reading of 401 that would apply to both nonpoint and point sources of pollutant
discharges.
Background
Under the Clean Water Act (CWA), an applicant for a federal license or permit to
conduct any activity that may result in a discharge to waters of the United States must
provide the federal agency with a Section 401 certification. The certification, made by
the state in which the discharge originates, declares that the discharge will comply with
applicable provisions of the act, including water quality standards. A state's water quality
standards specify the designated use of a stream or lake (e.g., for water supply or
recreation), pollutant limits necessary to protect the designated use, and policies to ensure
that existing water uses will not be degraded by pollutant discharges.

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