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12947-4 I (1971)

handle is hein.usccsset/usconset21409 and id is 1 raw text is: 


92d Congress, 1st Session ----- House Document No. 92-64, Part 4




   INSTITUTIONAL INVESTOR STUDY REPORT

                       OF  THE

   SECURITIES AND EXCHANGE COMMISSION

                     VOLUME 4




                     CONSISTING OF

   INTRODUCTION TO PART THREE OF THE STUDY: IMPACTS
   OF INSTITUTIONAL INVESTING ON SECURITIES MARKETS,
   AND THE FOLLOWING  CHAPTERS:
   CHAPTER X.-CHARACTERISTICS AND PRICE IMPACTS
                   OF INSTITUTIONAL TRADING  IMBAL-
                   ANCES AND POSITION CHANGES
   CHAPTER   XI.-CHARACTERISTICS AND  PRICE IMPACTS
                   OF BLOCK TRADING IN COMMON STOCK
                   LISTED ON NYSE
   CHAPTER   XII.-IMPACT OF INSTITUTIONAL TRADING ON
                  THE  MARKET-MAKING  FUNCTION
   CHAPTER  XIII.-IMPACT OF INSTITUTIONAL TRADING ON
                  BROKERAGE  SERVICES AND THE SECU-
                  RITIES INDUSTRY
   OF THE INSTITUTIONAL INVESTOR STUDY REPORT, BEING
   A STUDY AND INVESTIGATION  OF THE PURCHASE, SALE
   AND HOLDING OF SECURITIES BY INSTITUTIONAL INVES-
   TORS OF ALL TYPES, PURSUANT TO SECTION 19(e) OF THE
   SECURITIES EXCHANGE  ACT OF 1934 (PUBLIC LAW 90-438,
                        91-410)








      MARCH 10, 1971.-Reterred to the uomnmttee on interstate anG
           Foreign Commerce and ordered to be printed


               U.S. GOVERNMENT PRINTING OFFICE
   53-40 0          WASHINGTON : 1971


     For sale by the Superintendent of Documents, U.S. Government Printing Office
                Washington, D.C. 20402 - Price $3.75

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