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1 Report of Special Study of Securities Markets of the Securities and Exchange Commission [i] (1963-1964)

handle is hein.tera/sssmxc0001 and id is 1 raw text is: 88th Congress, 1st Session                     House Document No. 95, Pt. 1

REPORT OF
SPECIAL STUDY OF SECURITIES MARKETS
OF THE
,SECURITIES AND EXCHANGE COMMISSION
PART 1
CONSISTING OF
LETTERS OF TRANSMITTAL OF APRIL 3, 1963, FROM THE
CHAIRMAN, SECURITIES AND EXCHANGE COMMISSION
,AND FROM THE SPECIAL STUDY OF SECURITIES MARKETS,
AND THE FOLLOWING CHAPTERS:
CHAPTER I.-INTRODUCTION
CHAPTER II.QUALIFICATIONS OF PERSONS IN THE SE-
CURITIES INDUSTRY
CHAPTER III.-BROKER-DEALERS, IN4VESTMENT ADVIS-
ERS AND THEIR CUSTOMERS-ACTIVI-
TIES AND RESPONSIBILITIES
CHAPTER IV -PRIMARY AND SECONDARY DISTRIBU-
TIONS TO THE PUBLIC
OF THE REPORT OF THE SPECIAL STUDY OF SECURITIES
MARKETS, RELATING TO THE ADEQUACY OF INVESTOR
PROTECTION IN THE SECURITIES MARKETS, PURSUANT
TO SECTION 19(d) OF THE SECURITIES EXCHANGE ACT
OF 1934 (PUBLIC LAW 87-196)
w
APR h 3, 1963.-Referred to the Committee ou Interstate and Foreign
Commerce and ordered to be printed with illustrations

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