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1 Buel W. Patch, Revision of the Securities Acts [i] (1940)

handle is hein.tera/rvssecu0001 and id is 1 raw text is: 













R EVISION OF THE
SECURITIES ACTS

by

Buel   W.   Patch




                                                     PAGE
 CRITICISM OF S. E. C. LAWS AND PROCEDURE             371
   Significance of House Vote on Walter-Logan Bill        371
   Present S. E. C. Vacancy and Future S. E. C. Policy    372

 REGULATORY FUNCTIONS OF THE S. E. C.                 373
   Statutes Administered by Securities Commission         373
   Extent of S. E. C.'s Powers Under the Securities Act   374
   Powers Under the Securities Exchange Act of 1934       376
   S. E. C; Duties in Regulation of Holding Companies     377
   Proposed S. E. C. Regulation of Investment Trusts      379

 S. E. C. REGULATION AND BUSINESS RECOVERY            380
   Securities Acts as Obstacle to Security Flotations     380
   Amendments  Advocated by the Investment Bankers          382
   Frank on Costs of Registration and Underwriting        383
   Bankers, Utilities, and the Holding-Company Act        384
   Pleas for Inquiry Into Operation of S. E. C. Laws      386










                                                No.   19
                                                May   16

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