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98 Nos. 1-10 SEC Docket 1 (2010-2011)

handle is hein.journals/secdoc99 and id is 1 raw text is: CCH'
CCH SEC DOCKET

Volume 98, Issue No. 1
November 1, 2010
Releases in this Volume
Release No.
Securities Act of 1933: 9112-9113* ..........................
Securities Exchange Act of 1934: 61695-61737 ...............
Investment Advisers Act of 1940: 2999-3005 ..................
Investment Company Act of 1940: 29175-29176 ...............
Litigation: 21450-21454 ...............................
Staff Legal Bulletin: 18 ...................................
This listing covers releases issued from 3/12/2010 - 3/18/2010
The listing does not affect the legal status of any document published in this
issue.

Page
. . .. 3
.... 13
... 136
... 141
... 144
... 148

SIGNIFCANT ITEMS
*33-9112       Regulatory Flexibility Agenda
S7-06-10
Solicitation of Comments on Regulatory Flexibility Agenda and Rules
Scheduled for Review. The agenda is a general announcement to the
public intended to provide advance notice of rulemaking actions which
may have a significant economic impact on a substantial number of small
entities.
* The Regulatory Flexibility Agenda will be published in a later issue of
the SEC Docket.

The following releases relate to self-regulatory organization
adoptions:
34-61695           34-61696            34-61697
34-61700           34-61701            34-61702
34-61704           34-61705            34-61706
34-61711           34-61713            34-61715
34-61720           34-61721            34-61722
34-61725           34-61726            34-61727
34-61732           34-61733            34-61735
34-61737
CCH INCORPORATED
4025 W. Peterson Ave., Chicago, IL 60646-6085
1 800 449 6435
http://www.cch.com
A WoltersKluwer Company

rule proposals and/or
34-61699
34-61703
34-61710
34-61716
34-61724
34-61731
34-61736

Nolters Kluwer
Law & Business

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