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97 Nos. 1-10 SEC Docket 1 (2010)

handle is hein.journals/secdoc97 and id is 1 raw text is: CCH SEC DOCKET Volume 97, Issue No. 1 June 7, 2010 Releases in this Volume Release No. Securities Act of 1933: 9076-9077 ............... Securities Exchange Act of 1934: 60871-60904 ...... Trust Indenture: 2468 ......................... Investment Advisers Act of 1940: 2941-2942 ......... Investment Company Act of 1940:28983-28987. Litigation: 21260-21268 ..................... Accounting and Auditing Enforcement: 3061 .......... Staff Accounting Bulletin: 113 ..................... This listing covers releases issued from 10/23/2009-10/29/2009. Page ............ 3 ............ 17 ......... 111 ...........111 ...........111 .......... 121 ........... 125 ........... 125 The listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS FINAL RULE 33-9077 Adoption of Updated EDGAR Filer Manual OPINION 33-9076 Rodney R. Schoemann The following releases relate to self-regulatory organization adoptions: 34-60872 34-60877 34-60881 34-60889 34-60897 34-60873 34-60878 34-60886 34-60893 34-60899 34-60874 34-60879 34-60887 34-60894 34-60902 rule proposals and/or 34-60876 34-60880 34-60888 34-60896 CCH INCORPORATED 4025 W. Peterson Ave., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WoltersKluwer Company O Wolters Kiuwer Law & Business CCH'

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