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105 SEC Docket 1 (2013-2014)

handle is hein.journals/secdoc9112 and id is 1 raw text is: SEC DOCKET Volume 105, Issue No. 14 November 25, 2013 Releases in this Volume Release No. Page Securities Act of 1933: 9385 ................................. 2739 Securities Exchange Act of 1934: 68936-68966 ................... 2745 Investment Advisers Act of 1940: 3553-3555 .................... 2870 Investment Company Act of 1940: 30383-30402 .................. 2879 litigation: 22618-22623 ................................... 2887 Accounting and Auditing Enforcement: 3445 ...................... 2892 Administrative Proceeding Ruling: 751 .......................... 2892 This listing covers releases issued from 2/15/2013-2/21/2013. This listing does not affect the legal status of any document published in this issue. The following adoptions: 34-68936 34-68941 34-68951 34-68958 34-68964 releases relate to self-regulatory organization rule proposals and/or 34-68937 34-68942 34-68954 34-68959 34-68965 34-68938 34-68944 34-68955 34-68960 34-68939 34-68950 34-68957 34-68962 Wolters KIuwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com 1,.Wolters Kluwer Law & Business

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