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9 SEC Docket 1 (1976)

handle is hein.journals/secdoc9 and id is 1 raw text is: VOLuME 9 N MARCH 9, 1976 AWEEKLY COMPILATION OF RELEASES FROM THE SECURITIES AND EXCHANGE COMMISSION RELEASES IN THIS ISSUE PAGE Securities Act - 5685 .. Securities Exchange Act 12122-49 Ppblic Utility Holding Company Act 19396-06 Trust Indenture Act - 428 ...... Investment Company Act - 9171-80 .. Investment Advisers Act - 498-99 .. Litigation - 7252,7284- Corporate Reorganization - 318 ... 2 16 24 25 32 32 36 This issue covers releases issued from 2/20/76-2/26/76. SIGNIFICANT ITEMS This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX FOUND IN DOCKET Vol. V. No. 15 Vol. V, No. 16 Vol. VI, No. 3 Vol. VI, No. 15 Vol. VI, No. 20 Vol. VII, No. 8 Vol. VIII, No. 15 NOTE: Litigation 1976 was Number'17 Announcement 34-12138 CR-318 DA TED 12/3/74 12/10/74 1/8/75 4/22/75 5/28/75 7/22/75 1/28/76 Release No. 7252 dated January 28, inadvertently omitted from Volume 8 PAGE Notice of Further Clarification of Availability of Last Sale Infor- mation on a Real-Time Basis for Purposes of Rules 'Oa-1 and 17a-15 Under the Securi- ties Exchange Act of 1934 (File Nos. S7-433 and S7-515) 8 Fourth Supplemental Advisory Report of the Securities and Exchange Commission on Pro- posed Plan or Reorganization in the matter of Imperial '400' National, Inc., et al ........... 36 Rules The following releases relate to self-regulatory agency rule proposals and/or adoptions: 34-12123 34-12129 34-12130 34-12131 34-12132 34-12133 34-12134 34-12137 34-12135 34-12139 34-12136 34-12149 34-12142 Notice of Withdrawal of Pro- posed Rule 1Ob-15 and related amendments to Rules 17a-3 and 1 7a-4 under the Securities Exchange Act of 1934 ...... 10 34-12143 Withdrawal of Proposed Amendment Rule 16a-8(g)(3) under the Securities Exchange Act of 1934 .. ............ 10 34-12148 Notice of Proposed Amend- ments and Interpretations to the Uniform Net Capital Rule (Rule 15c3-1) pertaining to the treatment of transactions by Market Makers in Listed Options (S7-616) .... ..... 11 IA-499 Notice of Withdrawal of Pro- posed Rule 206(4)-3 and Pro- posed Amendements to Rule 206(4)-l under the Investment Advisers Act of 1940 ........ 32 33-5685 Amendment to Rule 14(b)(3) of Rules of Practice relating to Tender of Witness Fees .... 1 SECURITIES ACT OF 1933 Securities Act of 1933 Release No. 5685/February 25, 1976 Securities Exchange Act of 1934 Release No. 12140/February 25, 1976 Public Utility Holding Company Act of 1935 Release No. 19401/February 25, 1976 Trust Indenture Act of 1939 Release No. 428/February 25, 1976 _ DOCKET/1 VOLUME 95-. ......

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