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75 SEC Docket 1 (2001)

handle is hein.journals/secdoc75 and id is 1 raw text is: CCH SEC DOCKET
Volume 75, Issue No. 1
June 25, 2001
Releases in this Volume
Release No.                                                Page
Securities Act of 1933: 7968 ....................................  5
Securities Act of 1933: 7979  .................................  39
Securities Exchange Act of 1934: 44256A ......................  42
Securities Exchange Act of 1934: 44321--44351 .................  42
Public Utility Holding Company Act: 27400-27406 ............. 105
Investment Advisers Act of 1940: 1945-1946 .................. 139
Investment Company Act of 1940: 24980--24992 ............... 135
Litigation: 17010- 17018  ...................................  150
Accounting And Auditing Enforcement: 1398-1399 ............. 155
Initial Decisions: 184  .......................................  156
This listing covers releases issued from 05/18/2001-05/24/2001.
The Regulatory Flexibility Agenda and Rules Scheduled for Review
issued on April 5, 2001 are included in this docket.
This listing does not affect the legal status of any document published in
this issue.
SIGNIFICANT ITEMS
FINAL RULES
35-27404           Electronic Recordkeeping by Public Utility Holding Companies
S7-07-01           The Commission adopted amendments to revise rules under the
Public Utility Holding Company Act of 1935 regarding
recordkeeping requirements for registered public utility
holding companies and their mutual or subsidiary service
companies. The current rules were most recently updated
in 1984 and allow regulated companies to preserve records
using storage media such as paper, magnetic tape, and
microfilm. The amendments will expand the approved re-
cordkeeping methods to allow the use of modern informa-
tion technology resources. The Commission adopted these
rule amendments in response to the passage of the Elec-
tronic Signatures in Global and National Commerce Act,

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