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72 SEC Docket 1 (2000)

handle is hein.journals/secdoc72 and id is 1 raw text is: CCH SEC DOCKET Volume 72, Issue No. 1 May 8, 2000 Releases in this Volume Release No. Page Securities Act of 1933: 7816 ................................... 3 Securities Exchange Act of 1934: 42574-42601 ................... 3 Public Utility Holding Company Act: 27158-27160 ............. 57 Investment Company Act of 1940: 24365-24370 ............... 61 Litigation: 16483-16493 ................................... 69 Accounting and Auditing Enforcement: 1241-1245 ............. 25 International Series: 1219 ................................... 62 Initial Decision: 162 ....................................... 77 Administrative Proceedings Rulings: 591 ....................... 97 Staff Accounting Bulletin: 101A .............................. 99 This listing covers releases issued from 03/24/2000 - 03/30/2000. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS INITIAL DECISION ID-162 Monetta Financial Services, Inc., Robert S. Bacarella, William M. Valiant, Paul W. Henry, and Richard D. Russo Chief Administrative Law Judge Brenda P. Murray ordered that Monetta Financial Services, Bacarella, Henry, and Russo cease and desist from committing or causing any violations or any future violations of Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act and Rule 10b-5 thereunder; that Monetta Financial Services cease and desist from committing or causing any violations or any future violations of Sections 206(1) and 206(2) of the Investment Advisers Act and that Bacarella cease and desist from causing and/or aiding and abetting those violations or any future violations; and that Henry cease and desist from committing or causing any violations or any future violations of Section 170) of the Investment

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